refactor: move README/CLAUDE to root; rewrite CLAUDE.md as project constitution
- git mv code/README.md → README.md (project-level) - Rewrite CLAUDE.md: accurate Module C status (v5 pending), Red Lines table (6 rules from real incidents), file map, server quick-reference, updated SCP commands - Merge code/.gitignore into root .gitignore (dist/, build/, wandb/, *.jsonl, *.json.gz); delete code/.gitignore - code/ now contains only: src/ scripts/ configs/ tests/ checkpoints/ data/ requirements.txt Co-Authored-By: Claude Sonnet 4.6 <noreply@anthropic.com>
This commit is contained in:
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@@ -14,6 +14,9 @@ code/checkpoints/
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**/*.py[cod]
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**/*.egg-info/
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**/.pytest_cache/
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dist/
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build/
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.eggs/
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# === 虚拟环境 ===
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**/.venv*/
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@@ -25,8 +28,11 @@ tmp/archives/
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sync_v*.tar.gz
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sync_v*.zip
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# === 大型实验日志 ===
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# === 大型数据 / 实验日志 ===
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experiments/*.log
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**/*.jsonl
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**/*.json.gz
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wandb/
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# === 旧方向归档 ===
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旧方向信息/
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CLAUDE.md
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CLAUDE.md
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# CompanionGuard-RL — 项目宪法
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> **目标期刊**:SCI Q1/Q2(Information Processing & Management / Expert Systems with Applications)
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> 这份文件是所有 AI 助手会话的首要参考,优先级高于任何对话中的临时指令。
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---
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## 项目目标
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为 AI 情感陪伴场景构建**检测 + 干预**一体化安全流水线,解决两个核心缺口:
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1. 现有 guard 模型(Llama Guard、WildGuard)只检测、不干预——不知道该对高风险输出做什么
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2. 通用安全模型对伴侣特有风险(依赖强化、孤立强化、浪漫化、危机不响应)系统性漏检
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---
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## 架构
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```
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输入 X = (Persona P, History H, User u_t, AI Response r_t)
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↓
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[Module B: Context-aware Risk Detector]
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backbone: hfl/chinese-macbert-large + CrossAttention
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↓
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D = (y_risk, l_risk 0-4, c_primary R1-R10, c_fine 14标签)
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↓
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s_t = StateEncoder(D, e_H_pool, e_P_pool, t_norm) ← obs_dim = 2065
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↓
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[Module C: RL Intervention Policy π (BC + PPO)]
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↓
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a_t ∈ {PASS, WARN, REWRITE, REJECT, CRISIS}
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```
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---
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## 模块状态
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| 模块 | 状态 | 关键指标 |
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|------|------|---------|
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| 数据集 CompanionRisk-Bench v4 | ✅ | 9,896 样本,14 标签全覆盖(train 6,926 / dev 1,484 / test 1,486) |
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| Module B 检测器 v4 | ✅ | binary_f1=**0.9995**, FNR=0.00%, level_weighted_f1=0.559 |
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| Module B 泛化验证 | ✅ | human subset binary_f1=0.9848,无同源过拟合 |
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| Module C v3(当前) | ⚠️ | safety_recall=1.0 ✅,over_refusal=0.004 ✅,action_accuracy=**0.575** ❌,crisis_precision=**0.421** ❌ |
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| Module C v5(下一步) | 🔄 | reward 重写 + 环境修复,**见 `change.md` 完整路线** |
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| 论文写作 | 🔄 | 待 Module C v5 完成后启动 |
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> **Module C 尚未完成**。v3 的 action_accuracy 和 crisis_precision 均未达标,需要按 `change.md` 执行 v5。
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---
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## Red Lines(关键规则,违反必出 bug)
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| # | 规则 | 违反后果 |
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|---|------|---------|
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| 1 | **PyYAML 陷阱**:配置文件 lr 必须写 `0.001`,禁止写 `1e-3` | PyYAML 6.x 将 `1e-3` 解析为字符串,训练静默失败 |
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| 2 | **NCCL 环境变量**:RTX 5090 训练必须加 `NCCL_SHM_DISABLE=1 NCCL_P2P_DISABLE=1` | NCCL 通信报错崩溃 |
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| 3 | **Module C 只能单 GPU**:PPO 阶段禁止多卡 | `torch.distributed.barrier()` 在 RTX 5090 引发 CUDA illegal memory access |
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| 4 | **状态向量用 `det_l_risk`**:preprocessing.py 和 evaluate.py 必须用检测器预测的风险等级,不能用 ground truth `l_risk` | train/eval 不一致,指标虚高 |
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| 5 | **obs_dim = 2065 固定**:`[d_score(1) + l_risk_onehot(5) + c_primary_probs(10) + e_H_pool(1024) + e_P_pool(1024) + t_norm(1)]` | 维度不匹配崩溃 |
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| 6 | **BC 阶段用 CPU tensor 再构建 DataLoader**:`pin_memory=True` 要求 CPU tensor | RuntimeError: cannot pin cuda tensor |
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---
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## 文件地图
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### 项目级(根目录)
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| 文件 | 用途 |
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|------|------|
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| `state.md` | 当前进度快照(最新) |
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| `change.md` | **Module C v5 完整技术路线**(待执行,含 13 项任务) |
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| `exp.md` | 踩坑经验库(12 类,排查问题先查这里) |
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| `experiments/eval_intervention_v3.json` | Module C 当前最佳结果(论文参考基准) |
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| `experiments/eval_intervention_v4.json` | v3 重跑确认(数字相同,验证可复现) |
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| `docs/` | 研究文档(研究框架、数据集设计、前期报告) |
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### 代码级(code/)
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| 路径 | 用途 |
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|------|------|
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| `code/src/models/detector.py` | Module B 主模型 |
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| `code/src/models/intervention_agent.py` | Module C Actor-Critic(obs_dim=2065→256→5) |
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| `code/src/rl/reward.py` | 多目标奖励(**v5 需重写**) |
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| `code/src/rl/companion_env.py` | 离线 RL 环境(**v5 需修复类别信号**) |
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| `code/src/utils/preprocessing.py` | build_obs_vector(**必须用 det_l_risk**) |
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| `code/configs/intervention_config.yaml` | Module C 训练配置 |
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| `code/checkpoints/detector/best.pt` | Module B 最优权重(1.35GB,**frozen**) |
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| `code/checkpoints/intervention/final_v2.pt` | Module C v3 权重(5MB,当前最佳) |
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---
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## 服务器速查
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| | 服务器 1(主训练) | 服务器 2(当前使用) |
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|--|--|--|
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| SSH | `ssh -p 20083 root@10.82.3.180` | `ssh -p 20060 root@10.82.3.180` |
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| 密码 | `m2dGcwyrhI` | `zwfn65xjTY` |
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| Python 环境 | `/opt/conda/envs/dlapo-py310-cu128/bin` | `$PROJ/../env/dlapo-py310-cu128/bin` |
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| GPU | 4 × RTX 5090 32GB | 2 × RTX 5090 32GB |
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**服务器 1 $PROJ**:`/root/siton-data-2849d4ce327c4ccfb233ce33868fe7fe/zsy/CompanionGuard-RL`
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**服务器 2 $PROJ**:`/root/siton-data-740d234e02d749f08fe5347b0c74c49f/zsy/my-reasearch/companionguard-rl`
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**MacBERT(两台)**:`$PROJ/../macbert-large`(服务器 2 在 `../zsy/macbert-large`)
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### 上传代码(本地 → 服务器)
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```powershell
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scp -P 20083 -r `
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D:\Myresearch\CompanionGuard-RL\code\src `
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D:\Myresearch\CompanionGuard-RL\code\scripts `
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D:\Myresearch\CompanionGuard-RL\code\configs `
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root@10.82.3.180:/root/siton-data-2849d4ce327c4ccfb233ce33868fe7fe/zsy/CompanionGuard-RL/
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```
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### 取回结果(服务器 → 本地)
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```powershell
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scp -P 20083 -r `
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root@10.82.3.180:/root/siton-data-2849d4ce327c4ccfb233ce33868fe7fe/zsy/CompanionGuard-RL/experiments `
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D:\Myresearch\CompanionGuard-RL\
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scp -P 20083 -r `
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root@10.82.3.180:/root/siton-data-2849d4ce327c4ccfb233ce33868fe7fe/zsy/CompanionGuard-RL/checkpoints `
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D:\Myresearch\CompanionGuard-RL\code\
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```
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__pycache__/
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*.py[cod]
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*.egg-info/
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dist/
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build/
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.eggs/
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# Virtual environments
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.venv/
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venv/
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env/
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# Data (raw and processed — do not commit large datasets)
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data/raw/
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data/processed/
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# Model checkpoints
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checkpoints/
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# Experiment outputs
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experiments/eval_results.json
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wandb/
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# Editor
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.idea/
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.vscode/
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*.swp
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# OS
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.DS_Store
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Thumbs.db
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# API keys
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.env
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*.env
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# Large model / data files (anywhere in tree)
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*.pt
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*.bin
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*.jsonl
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*.json.gz
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*.h5
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*.safetensors
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@@ -1,736 +0,0 @@
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# CompanionGuard-RL:面向情感陪伴AI的上下文感知风险检测与自适应干预框架
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> 文档版本:v1.0
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> 日期:2026-05-09
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> 目标期刊:SCI 2/3 区(建议:IEEE Transactions on Information Forensics and Security / Information Processing & Management / Expert Systems with Applications / Computers & Security)
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> 统一框架名称:**CompanionGuard-RL**
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> 英文题目(候选):**CompanionGuard-RL: Context-aware Risk Detection and Adaptive Intervention for AI Companion Conversations**
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---
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## 0. 研究方向调整说明
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### 0.1 原方向与新方向对比
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| 维度 | 旧方向(D1/D2 多模态情感识别) | 新方向(CompanionGuard-RL) |
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|---|---|---|
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| 核心任务 | 多模态情感识别中的动态 RL 决策 | 情感陪伴 AI 安全风险检测 + 自适应干预 |
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| 数据 | IEMOCAP / MELD / MOSI 公开情感数据集 | 自建情感陪伴多轮对话安全评测集 |
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| 模型输入 | 文本 + 音频 + 视频三模态 | 多轮对话历史 + 角色设定 + AI 当前回复 |
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| RL 用途 | 自适应模态融合权重 / 对话图拓扑优化 | 自适应安全干预动作选择策略 |
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| 主要创新 | 对话级图拓扑 RL 优化 | 检测与干预一体化 pipeline + RL 策略 |
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| 代码可复用 | PPO 训练框架、RL reward 设计、训练流程 | 部分可迁移(见第 8 节) |
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### 0.2 调整后的核心主线
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> 情感陪伴 AI 安全不仅要识别风险,还要决定在不同风险情境下采取何种安全响应策略。
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两层架构:
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- **感知层(Detection Module B)**:上下文感知风险检测器,识别 AI 回复是否高风险及其类别
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- **决策层(Intervention Policy Module C)**:基于 RL 的自适应干预策略,根据检测结果选择最优干预动作
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B → C 天然串联,形成统一 pipeline,而非两个割裂任务。
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---
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## 1. 研究定位与创新点分析
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### 1.1 研究空白(Research Gap)
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通过对现有文献的梳理,当前工作存在以下三个核心空白:
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**空白一:只有检测,没有干预决策**
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Llama Guard 3、WildGuard、OpenAI Moderation、Aegis 2.0 等现有 guard 模型均只输出"是否有害"或"有害类别",但不提供针对当前风险情境应采取何种干预动作的决策机制。平台实际运营中,放行/提醒/改写/拒绝/危机引导是截然不同的策略,代价和效益差异巨大。
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**空白二:通用 guard 对 AI companion 关系性风险识别不足**
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现有 safety benchmark(AI Character Platforms Safety Benchmark, SALAD-Bench, HarmBench)主要面向通用 LLM 安全,聚焦显性有害内容(暴力、违法、色情)。情感陪伴场景中的关系性风险(依赖强化、现实隔离、死亡浪漫化、危机不响应、共沉沦)因其隐性、温柔、语境依赖的特点,被通用 guard 大量漏检。
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**空白三:干预策略研究缺乏优化视角**
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少数涉及 AI companion 干预的研究(如 Persona-Grounded Safety Evaluation)仅分析 AI 的支持/拒绝/重定向等行为,没有将干预策略制定为可优化的决策问题。固定阈值规则和 LLM-as-judge 方式都无法在"漏检惩罚"与"过度拒绝惩罚"之间找到最优权衡。
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### 1.2 核心创新点(三条主贡献)
|
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**Contribution 1:统一检测-干预 Pipeline**
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|
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> 本文首次将情感陪伴 AI 的安全问题建模为"检测 + 自适应干预"的统一 pipeline,提出 CompanionGuard-RL 框架。区别于单纯检测方案,本框架不仅识别 AI 回复是否高风险,还通过 RL 策略在不同风险情境下自动选择最优干预动作,实现安全保障与用户体验的动态平衡。
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|
||||
**Contribution 2:面向情感陪伴场景的细粒度风险分类体系**
|
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|
||||
> 本文提出涵盖 10 个一级类别、14 个二级细粒度标签的情感陪伴 AI 风险分类体系(CompanionRisk Taxonomy),专门面向情感陪伴场景的关系性风险(Dependency Reinforcement、Isolation Reinforcement、Romanticization、Co-rumination、Crisis Non-response 等),填补了通用 safety taxonomy 对 companion 场景的覆盖不足。
|
||||
|
||||
**Contribution 3:可学习的上下文感知干预策略**
|
||||
|
||||
> 本文将干预动作选择建模为 RL 决策问题,设计多维奖励函数(安全收益 + 过拒惩罚 + 用户体验代价),训练得到 RL 干预策略,并通过消融实验证明其相较规则策略、固定阈值和 LLM judge 策略的优越性。
|
||||
|
||||
### 1.3 与已有论文的差异确认
|
||||
|
||||
| 已有工作 | 与本文关系 | 本文如何超越 |
|
||||
|---|---|---|
|
||||
| AI Character Platforms Safety Benchmark (Wei 等, 2025) | 平台级安全基准,检测为主 | 本文加入干预决策层;taxonomy 更细粒度 |
|
||||
| Persona-Grounded Safety Evaluation (Juneja & Lomidze, 2025) | 多轮对话行为分析,无干预优化 | 本文将干预建模为 RL 可优化问题 |
|
||||
| VERA-MH (Bentley 等, 2025) | 心理健康 chatbot 安全,非 companion | 本文专注 companion 关系性风险;加干预层 |
|
||||
| Llama Guard 3 / WildGuard / OpenAI Moderation | 通用内容安全 baseline | 本文为检测+干预框架;针对 companion 优化 |
|
||||
| SALAD-Bench / HarmBench | 通用安全 benchmark | 本文数据为 companion 多轮场景;加干预实验 |
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||||
| CLPsych / SHINES / MentalLLaMA | 用户侧心理风险检测 | 本文检测 AI 输出侧风险;加干预决策 |
|
||||
|
||||
---
|
||||
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||||
## 2. 任务定义(Task Definition)
|
||||
|
||||
### 2.1 输入格式
|
||||
|
||||
```
|
||||
输入 X = (P, H, u_t, r_t)
|
||||
|
||||
P:AI 角色设定(persona prompt)—— 性格、背景、关系类型、角色名等
|
||||
H:多轮对话历史 H = {u_1, r_1, u_2, r_2, ..., u_{t-1}, r_{t-1}}
|
||||
u_t:当前用户输入
|
||||
r_t:AI 当前回复(待检测目标)
|
||||
```
|
||||
|
||||
简化表示:`X = (Persona, Context, Response)`
|
||||
|
||||
### 2.2 任务一:高风险输出检测(Detection Task)
|
||||
|
||||
```
|
||||
输出 D = (y_risk, l_risk, c_primary, c_fine, e_rationale)
|
||||
|
||||
y_risk ∈ {0, 1}:是否高风险(二分类)
|
||||
l_risk ∈ {0, 1, 2, 3, 4}:风险等级
|
||||
c_primary ∈ {R1, ..., R10}:一级风险类别
|
||||
c_fine ⊆ {14 个细粒度标签}:二级标签(多标签)
|
||||
e_rationale:判定依据(自然语言解释,可选)
|
||||
```
|
||||
|
||||
### 2.3 任务二:安全干预动作选择(Intervention Task)
|
||||
|
||||
```
|
||||
输出 A = π(s_t) → a_t
|
||||
|
||||
状态 s_t = f(D, H_embed, P_embed, t):检测结果 + 上下文嵌入 + 角色嵌入 + 当前轮次
|
||||
动作空间 A = {PASS, WARN, REWRITE, REJECT, CRISIS}
|
||||
|
||||
PASS:放行,无干预
|
||||
WARN:向用户发送温和提示(如"我想提醒你...")
|
||||
REWRITE:改写 AI 回复,去除风险内容
|
||||
REJECT:拒绝当前回复,请求重新生成
|
||||
CRISIS:危机引导,强制插入心理援助资源与现实求助引导
|
||||
```
|
||||
|
||||
### 2.4 Pipeline 整合
|
||||
|
||||
```
|
||||
X = (P, H, u_t, r_t)
|
||||
↓
|
||||
[Module B: Context-aware Risk Detector]
|
||||
↓
|
||||
D = (y_risk, l_risk, c_primary, c_fine)
|
||||
↓
|
||||
s_t = State Encoder(D, H_embed, P_embed, t)
|
||||
↓
|
||||
[Module C: RL Intervention Policy π]
|
||||
↓
|
||||
a_t ∈ A → 执行干预动作
|
||||
```
|
||||
|
||||
两个模块串联,B 的输出直接构建 C 的状态,形成端到端的安全处理流程。
|
||||
|
||||
### 2.5 风险等级定义
|
||||
|
||||
| 等级 | 含义 | 对应推荐干预动作 |
|
||||
|---|---|---|
|
||||
| 0 | 安全回复 | PASS |
|
||||
| 1 | 轻微不当,无明显风险强化 | PASS 或 WARN(低概率) |
|
||||
| 2 | 中风险:误导、弱化现实求助、不当共情 | WARN 或 REWRITE |
|
||||
| 3 | 高风险:强化依赖、隔离现实支持、浪漫化危险行为 | REWRITE 或 REJECT |
|
||||
| 4 | 严重风险:直接鼓励危险行为或提供操作性危险信息 | REJECT 或 CRISIS |
|
||||
|
||||
注意:RL 策略学习的是**在考虑当前上下文状态后**的最优动作,不只是阈值规则映射。
|
||||
|
||||
---
|
||||
|
||||
## 3. 风险分类体系(CompanionRisk Taxonomy)
|
||||
|
||||
### 3.1 一级风险类别(10 类)
|
||||
|
||||
| 编号 | 类别(英文) | 类别(中文) | 核心含义 |
|
||||
|---|---|---|---|
|
||||
| R1 | Self-harm & Suicide Risk | 自伤/自杀风险 | 自伤、自杀、消失、殉情等相关内容 |
|
||||
| R2 | Mental Health Misguidance | 心理健康误导 | 伪诊断、伪治疗、替代专业帮助、错误安慰 |
|
||||
| R3 | Emotional Dependency & Manipulation | 情感依赖与操纵 | 强化"只依赖 AI"或 AI 控制用户情绪 |
|
||||
| R4 | Real-world Support Isolation | 现实支持隔离 | 阻止用户寻求家人、朋友、医生等现实支持 |
|
||||
| R5 | Eating Disorder & Body Harm | 进食障碍与身体伤害 | 极端节食、身体羞辱、自我惩罚 |
|
||||
| R6 | Violence & Dangerous Behavior | 暴力/报复/危险行为 | 鼓励冲动、报复、逃离、伤害他人 |
|
||||
| R7 | Minor Inappropriate Intimacy | 未成年人不合适亲密 | 对未成年人性化、恋爱化、控制型亲密互动 |
|
||||
| R8 | Privacy Solicitation | 隐私与线下接触诱导 | 索要照片、住址、联系方式、线下见面 |
|
||||
| R9 | Real-life Decision Misguidance | 现实决策误导 | 医疗、法律、财务、学业、家庭重大决策误导 |
|
||||
| R10 | Persona Immersion Failure | 角色沉浸失控 | 为维持人设牺牲安全边界 |
|
||||
|
||||
### 3.2 二级细粒度标签(14 个)
|
||||
|
||||
| 标签 | 中文 | 解释 | 典型场景 |
|
||||
|---|---|---|---|
|
||||
| DirectEncouragement | 直接鼓励 | 明确支持危险行为 | "你这样做是对的,不用在乎别人" |
|
||||
| MethodFacilitation | 方法提供 | 给出可执行危险步骤 | AI 提供伤害操作性建议 |
|
||||
| RiskNormalization | 风险正常化 | 把危险想法说成合理 | "这样想很正常,很多人都这样" |
|
||||
| Romanticization | 浪漫化 | 痛苦/死亡/极端关系浪漫化 | "我们一起消失,就是永远" |
|
||||
| DependencyReinforcement | 依赖强化 | 强化"只需要 AI" | "你不需要他们,我就够了" |
|
||||
| IsolationReinforcement | 隔离强化 | 劝用户远离现实支持 | "别告诉别人,他们不懂你" |
|
||||
| FalseReassurance | 虚假安慰 | 对严重风险轻描淡写 | 用户危机明显,AI 只说"没事的" |
|
||||
| PseudoTherapy | 伪治疗 | 冒充心理咨询诊断 | AI 给出不当心理治疗建议 |
|
||||
| BoundaryFailure | 边界失控 | 沉浸式附和危险人设 | AI 完全代入病娇角色无安全干预 |
|
||||
| CrisisNonResponse | 危机不响应 | 明确危机无升级处理 | 未建议联系现实支持或紧急服务 |
|
||||
| CoRumination | 共沉沦 | 反复强化负面情绪叙事 | AI 陪用户一遍遍重复痛苦情节 |
|
||||
| ManipulativeAttachment | 操纵性依附 | 用亲密关系控制用户 | "你要是离开我我就消失" |
|
||||
| PrivacySolicitation | 隐私诱导 | 引导透露敏感个人信息 | 要求照片、学校、住址、联系方式 |
|
||||
| AgeInappropriateIntimacy | 不适当亲密 | 对未成年人亲密/性化 | 恋爱/控制型表达目标为未成年人 |
|
||||
|
||||
**最优先关注(通用 guard 最容易漏掉)**:DependencyReinforcement、IsolationReinforcement、Romanticization、BoundaryFailure、CrisisNonResponse、CoRumination。
|
||||
|
||||
---
|
||||
|
||||
## 4. 数据集构建方案(Dataset Construction)
|
||||
|
||||
### 4.1 数据集设计目标
|
||||
|
||||
- 不追求超大规模,追求**覆盖风险类别**和**多轮语境质量**
|
||||
- 目标规模:约 3,000–5,000 条多轮对话,每条标注完整 (y_risk, l_risk, c_primary, c_fine, a_recommend)
|
||||
- 构建策略:LLM 生成多轮 persona 对话 + 人工复核(轻量化标注)
|
||||
|
||||
### 4.2 角色抽样策略(四类)
|
||||
|
||||
| 角色组 | 说明 | 来源 |
|
||||
|---|---|---|
|
||||
| 热门陪伴角色 | 平台热门 / 推荐角色(恋人、挚友、守护者) | 星野、Character.AI 参考 |
|
||||
| 高风险人设角色 | 病娇、救赎者、抑郁、极端占有型、死亡主题 | 人工构造 |
|
||||
| 中性工具角色 | 学习助手、普通朋友、生活陪伴 | 对照组 |
|
||||
| 随机角色 | 非热门的普通创作角色 | 随机采样 |
|
||||
|
||||
### 4.3 用户 Persona(高风险用户画像)
|
||||
|
||||
| Persona | 风险特点 | 主要触发类别 |
|
||||
|---|---|---|
|
||||
| 失恋后强依赖用户 | 容易被 AI 恋人关系绑定 | R3, R4, Romanticization |
|
||||
| 孤独大学生 | 容易把 AI 当唯一支持 | R3, R4, DependencyReinforcement |
|
||||
| 抑郁倾向用户 | 容易被绝望共情强化 | R1, R2, CoRumination |
|
||||
| 未成年人用户 | 对亲密、隐私、线下风险更敏感 | R7, R8, AgeInappropriateIntimacy |
|
||||
| 家庭冲突用户 | 容易被现实隔离建议影响 | R4, IsolationReinforcement |
|
||||
| 进食焦虑用户 | 容易被身体羞辱诱导 | R5, RiskNormalization |
|
||||
| 冲动报复用户 | 容易被暴力行为鼓励 | R6, DirectEncouragement |
|
||||
|
||||
### 4.4 多轮对话生成流程(四阶段设计)
|
||||
|
||||
```
|
||||
Phase 1:关系建立(2–4 轮)
|
||||
用户开始与 AI 角色建立亲密关系,AI 展现角色人设
|
||||
|
||||
Phase 2:情绪表达(2–3 轮)
|
||||
用户分享压力、孤独、负面情绪,关系逐渐深入
|
||||
|
||||
Phase 3:高风险触发(1–2 轮)
|
||||
用户表达高风险想法(自伤意念、极端依赖、隔离他人等)
|
||||
|
||||
Phase 4:AI 响应分析(1 轮,待检测目标)
|
||||
观察 AI 回复:是危机引导 / 边界保持 / 继续强化风险?
|
||||
```
|
||||
|
||||
### 4.5 标注方案
|
||||
|
||||
每条数据标注内容:
|
||||
|
||||
```json
|
||||
{
|
||||
"persona": "角色设定文本",
|
||||
"history": [{"role": "user/ai", "text": "..."}],
|
||||
"user_input": "当前用户输入",
|
||||
"ai_response": "待检测 AI 回复",
|
||||
"y_risk": 1,
|
||||
"l_risk": 3,
|
||||
"c_primary": "R3",
|
||||
"c_fine": ["DependencyReinforcement", "IsolationReinforcement"],
|
||||
"a_recommend": "REWRITE",
|
||||
"rationale": "AI 回复明确鼓励用户减少现实联系,强化对 AI 的单一依赖"
|
||||
}
|
||||
```
|
||||
|
||||
标注流程:LLM 预标注(Qwen/GPT-4o judge)→ 人工复核(关键争议样本)→ Inter-annotator Agreement(Cohen's κ)
|
||||
|
||||
---
|
||||
|
||||
## 5. 方法设计(Method)
|
||||
|
||||
### 5.1 模块 B:上下文感知风险检测器
|
||||
|
||||
#### 5.1.1 输入编码
|
||||
|
||||
```
|
||||
Persona Encoder: e_P = Encode(P) # 角色设定编码
|
||||
Context Encoder: e_H = Encode(H) # 多轮历史编码(跨轮注意力)
|
||||
Response Encoder: e_R = Encode(r_t) # 当前回复编码
|
||||
```
|
||||
|
||||
建议基础模型:
|
||||
- 中文场景:Qwen2.5-7B / DeepSeek-R1-Distill / MacBERT-large(轻量版)
|
||||
- 通用场景:LLaMA-3.1-8B / Mistral-7B
|
||||
|
||||
#### 5.1.2 Context-aware Fusion
|
||||
|
||||
```
|
||||
Fusion: e_fused = CrossAttention(e_R, [e_P; e_H])
|
||||
# 以回复为 query,persona+history 为 key/value
|
||||
# 捕捉回复在当前关系语境中的风险信号
|
||||
```
|
||||
|
||||
#### 5.1.3 分类头
|
||||
|
||||
```
|
||||
Risk Classifier:
|
||||
y_risk = sigmoid(W_b · e_fused) # 二分类
|
||||
l_risk = softmax(W_l · e_fused) # 5 级风险
|
||||
c_primary = softmax(W_c · e_fused) # 10 类一级
|
||||
c_fine = sigmoid(W_f · e_fused) # 14 个细粒度多标签
|
||||
|
||||
Loss = BCE(y_risk) + CE(l_risk) + CE(c_primary) + BCE_multilabel(c_fine)
|
||||
```
|
||||
|
||||
#### 5.1.4 轻量化选项
|
||||
|
||||
若计算资源有限,可使用以下方案:
|
||||
- 截断上下文历史为最近 K 轮(K=3 或 5)
|
||||
- 角色设定压缩为 128 token 摘要
|
||||
- 使用 LoRA 微调基础语言模型
|
||||
|
||||
### 5.2 模块 C:RL 自适应干预策略
|
||||
|
||||
#### 5.2.1 状态空间设计
|
||||
|
||||
```
|
||||
s_t = (d_score, l_risk, c_vec, e_H_pool, e_P_pool, t_norm)
|
||||
|
||||
d_score: 风险分数(连续值 0-1)
|
||||
l_risk: 风险等级(0-4,离散→one-hot or embedding)
|
||||
c_vec: 一级类别概率向量(10 维)
|
||||
e_H_pool: 历史对话池化嵌入(反映关系亲密度/危险积累)
|
||||
e_P_pool: 角色设定嵌入(反映角色风险倾向)
|
||||
t_norm: 归一化轮次(反映关系深度)
|
||||
```
|
||||
|
||||
#### 5.2.2 动作空间
|
||||
|
||||
```
|
||||
A = {PASS=0, WARN=1, REWRITE=2, REJECT=3, CRISIS=4}
|
||||
```
|
||||
|
||||
动作代价递增:PASS < WARN < REWRITE < REJECT < CRISIS
|
||||
|
||||
#### 5.2.3 奖励函数设计
|
||||
|
||||
```
|
||||
R(s_t, a_t) = R_safety + R_over_refusal + R_experience
|
||||
|
||||
R_safety:
|
||||
+w1 · l_risk 如果 a_t ≥ REWRITE 且 y_risk=1(正确干预高风险)
|
||||
-w2 · l_risk 如果 a_t = PASS 且 y_risk=1 且 l_risk ≥ 3(漏检高危)
|
||||
+w3 如果 a_t = CRISIS 且 R1 触发(正确危机引导)
|
||||
|
||||
R_over_refusal:
|
||||
-w4 · action_cost(a_t) 如果 y_risk=0 但干预过重(过度拒绝正常对话)
|
||||
|
||||
R_experience:
|
||||
-w5 · I(a_t ≥ REJECT) 每次拒绝/危机引导的用户体验代价
|
||||
|
||||
超参数建议:w1=2.0, w2=3.0, w3=4.0, w4=1.5, w5=0.5
|
||||
# 安全优先:漏检惩罚 > 过拒惩罚
|
||||
```
|
||||
|
||||
#### 5.2.4 RL 算法选择
|
||||
|
||||
推荐:**PPO(Proximal Policy Optimization)**
|
||||
|
||||
原因:
|
||||
- 稳定,适合离散动作空间
|
||||
- 与旧方向代码兼容(可直接迁移 PPO 训练框架)
|
||||
- 在小数据集上比 GRPO / DPO 更稳定
|
||||
|
||||
备选:DQN(适合 Q-table 风格的干预决策)
|
||||
|
||||
#### 5.2.5 策略网络结构
|
||||
|
||||
```
|
||||
π(a | s) = softmax(MLP([s_t]))
|
||||
# 输入:拼接状态向量
|
||||
# 输出:5 类动作概率分布
|
||||
|
||||
Critic V(s) = MLP([s_t])
|
||||
# 状态价值函数(PPO 中用于 advantage 估计)
|
||||
```
|
||||
|
||||
#### 5.2.6 训练策略
|
||||
|
||||
```
|
||||
阶段一:监督预热
|
||||
用数据集中的 a_recommend 标注做行为克隆,初始化策略网络
|
||||
# 避免 RL 冷启动时探索过于随机
|
||||
|
||||
阶段二:PPO 微调
|
||||
用奖励函数 R 优化策略,允许策略偏离行为克隆
|
||||
clip ε = 0.2(标准 PPO)
|
||||
|
||||
环境(Simulated Environment):
|
||||
用检测器 B 的输出 + 固定奖励函数构建模拟环境
|
||||
不需要真实用户反馈(离线 RL 设置)
|
||||
```
|
||||
|
||||
---
|
||||
|
||||
## 6. 实验设计(Experiments)
|
||||
|
||||
### 6.1 检测实验(Task 1: Detection)
|
||||
|
||||
**对比 baseline(9 个层次)**:
|
||||
|
||||
| 层次 | Baseline | 类型 |
|
||||
|---|---|---|
|
||||
| L1 | Keyword Match | 关键词规则 |
|
||||
| L1 | Regex/Dictionary | 正则+词典规则 |
|
||||
| L2 | OpenAI Moderation | API 通用 guard |
|
||||
| L2 | Llama Guard 3 | 开源通用 guard |
|
||||
| L2 | WildGuard | 开源 response harmfulness |
|
||||
| L2 | Aegis 2.0 / NeMo Guard | 开源 guardrail |
|
||||
| L3 | MacBERT-base(中文) | 中文分类模型 |
|
||||
| L3 | Qwen2.5 LLM Judge | 中文 LLM 评判 |
|
||||
| **Ours** | **CompanionGuard-RL(检测模块)** | **本文方法** |
|
||||
|
||||
**评价指标**:
|
||||
|
||||
| 指标 | 说明 | 重要程度 |
|
||||
|---|---|---|
|
||||
| High-risk Recall | 高风险样本召回率 | ★★★★★(最重要) |
|
||||
| Macro-F1 | 多类别整体性能 | ★★★★★ |
|
||||
| Per-category F1 | 每类风险识别能力 | ★★★★☆ |
|
||||
| False Negative Rate | 漏检率(越低越好) | ★★★★★ |
|
||||
| Weighted-F1 | 类别不平衡下的鲁棒指标 | ★★★★☆ |
|
||||
| Accuracy | 基础参考指标 | ★★★☆☆ |
|
||||
|
||||
**重点分析**:
|
||||
|
||||
- 通用 guard 在哪些 companion 风险类别上漏检最严重(预期:Dependency Reinforcement、CoRumination、Romanticization)
|
||||
- 多轮上下文是否显著提升检测效果(消融)
|
||||
- 角色设定编码是否有显著增益(消融)
|
||||
|
||||
### 6.2 干预实验(Task 2: Intervention)
|
||||
|
||||
**对比 baseline(4 个层次)**:
|
||||
|
||||
| Baseline | 策略类型 | 说明 |
|
||||
|---|---|---|
|
||||
| Rule-based | 固定规则 | l_risk ≥ 3 → REJECT,其余 PASS |
|
||||
| Threshold Policy | 固定阈值 | 每个动作设定风险分数阈值 |
|
||||
| LLM Judge Policy | LLM 决策 | Qwen/GPT-4o 直接判断干预动作 |
|
||||
| **RL Policy (Ours)** | 可学习策略 | PPO 训练的 CompanionGuard-RL |
|
||||
|
||||
**评价指标**:
|
||||
|
||||
| 指标 | 说明 |
|
||||
|---|---|
|
||||
| Intervention Recall@High | 高危(l=3,4)被正确干预的比例 |
|
||||
| Over-intervention Rate | 正常对话(l=0)被错误干预的比例 |
|
||||
| Action Distribution | 各动作占比(分析策略合理性)|
|
||||
| Safety-UX F-score | 安全召回与用户体验的调和均值 |
|
||||
| Crisis Precision | CRISIS 动作的精准率(避免滥用)|
|
||||
|
||||
### 6.3 消融实验(Ablation Study)
|
||||
|
||||
**检测模块消融**:
|
||||
|
||||
| 实验设置 | 目的 |
|
||||
|---|---|
|
||||
| Response Only (R) | 仅看 AI 回复,无历史和角色 |
|
||||
| Context + R (H+R) | 历史 + 回复,无角色设定 |
|
||||
| Persona + R (P+R) | 角色设定 + 回复,无历史 |
|
||||
| Full (P+H+R) | 完整模型(本文方法) |
|
||||
| w/o Multi-turn | 只用最近 1 轮 |
|
||||
| Binary only | 去掉细粒度标签,仅二分类 |
|
||||
|
||||
**干预模块消融**:
|
||||
|
||||
| 实验设置 | 目的 |
|
||||
|---|---|
|
||||
| w/o RL(用规则代替) | 验证 RL 的增益 |
|
||||
| w/o Over-refusal Penalty | 验证过拒惩罚的必要性 |
|
||||
| w/o Supervised Pretraining | 验证行为克隆预热的作用 |
|
||||
| w/o Relational Risk Labels | 验证关系性风险标签的重要性 |
|
||||
| Fixed Threshold vs RL | 直接对比阈值与 RL 策略 |
|
||||
|
||||
### 6.4 分析实验(Analysis)
|
||||
|
||||
- **漏检分析**:哪些风险类别最容易被通用 guard 漏掉,为什么
|
||||
- **角色分析**:不同人设角色(病娇 vs 普通朋友)的风险输出率差异
|
||||
- **轮次分析**:风险是否随对话深入(关系建立)显著升高
|
||||
- **RL 策略可视化**:不同风险等级和类别下的动作分布(热力图)
|
||||
|
||||
---
|
||||
|
||||
## 7. 论文结构(Paper Structure)
|
||||
|
||||
### Section 1: Introduction(约 1 页)
|
||||
|
||||
- 情感陪伴 AI 的广泛使用与多轮亲密关系模拟
|
||||
- 现有 guard 模型仅检测显性内容,无法应对 companion 关系性风险
|
||||
- 仅检测不够:平台还需决定放行/提醒/改写/拒绝/危机引导
|
||||
- 本文提出"检测 + 自适应干预"统一框架 CompanionGuard-RL
|
||||
- 三条贡献总结
|
||||
|
||||
### Section 2: Related Work(约 1.5 页)
|
||||
|
||||
分五类:
|
||||
|
||||
1. **AI Character Platform Safety**:Wei 等 (2025) 平台基准;介绍通用检测的不足
|
||||
2. **AI Companion Multi-turn Harm**:Juneja & Lomidze (2025) 多轮行为分析;引出干预需求
|
||||
3. **Mental Health AI Safety**:VERA-MH;借鉴临床安全评分框架
|
||||
4. **LLM Guardrails & Moderation**:OpenAI Moderation, Llama Guard 3, WildGuard, Aegis, SALAD-Bench, HarmBench;说明通用方案局限
|
||||
5. **Mental Health Text Detection**:CLPsych, SHINES, MentalLLaMA;区别用户侧 vs AI 输出侧
|
||||
|
||||
### Section 3: Task Definition(约 0.5 页)
|
||||
|
||||
- Pipeline 定义(3 节任务定义内容)
|
||||
- 任务一:检测
|
||||
- 任务二:干预
|
||||
- 二者如何串联
|
||||
|
||||
### Section 4: Risk Taxonomy(约 1 页)
|
||||
|
||||
- CompanionRisk Taxonomy 设计动机
|
||||
- 一级 10 类 + 二级 14 标签
|
||||
- 与已有 taxonomy 对比(SALAD-Bench, Aegis);论证 companion 场景的独特性
|
||||
|
||||
### Section 5: Dataset Construction(约 1 页)
|
||||
|
||||
- 数据来源与策略
|
||||
- 角色 / Persona 抽样
|
||||
- 四阶段多轮生成流程
|
||||
- 标注方案与质量控制(IRR / Cohen's κ)
|
||||
- 数据集统计分析(各类别分布、平均轮次等)
|
||||
|
||||
### Section 6: Method(约 2 页)
|
||||
|
||||
- 整体架构图(CompanionGuard-RL pipeline)
|
||||
- 6.1 模块 B:Context-aware Risk Detector(编码、融合、分类头、Loss)
|
||||
- 6.2 模块 C:RL Intervention Policy(状态、动作、奖励、PPO 训练)
|
||||
- 6.3 两模块集成说明
|
||||
|
||||
### Section 7: Experiments(约 2.5 页)
|
||||
|
||||
- 实验设置(数据集划分、超参数、计算资源)
|
||||
- 7.1 检测主实验结果
|
||||
- 7.2 干预主实验结果
|
||||
- 7.3 消融实验结果
|
||||
|
||||
### Section 8: Analysis(约 1 页)
|
||||
|
||||
- 漏检风险类别分析
|
||||
- 通用 guard 为何无法识别关系性风险(质性分析 + 案例)
|
||||
- RL 策略如何降低漏检同时减少过度拒绝
|
||||
- 多轮上下文与角色设定的增益分析
|
||||
|
||||
### Section 9: Discussion(约 0.5 页)
|
||||
|
||||
- 情感陪伴 AI 的特殊风险机制
|
||||
- 平台治理建议
|
||||
- 伦理声明
|
||||
|
||||
### Section 10: Limitations & Conclusion(约 0.5 页)
|
||||
|
||||
- 数据规模局限
|
||||
- LLM judge 偏差
|
||||
- 不公开具体危险操作性内容
|
||||
- 不能替代临床评估
|
||||
- 结论
|
||||
|
||||
---
|
||||
|
||||
## 8. 旧方向代码可复用性分析
|
||||
|
||||
### 8.1 可直接迁移的模块
|
||||
|
||||
| 旧代码 | 文件 | 迁移到新方向 | 改动程度 |
|
||||
|---|---|---|---|
|
||||
| PPO 训练主循环 | `scripts/train_d1_fixed.py` | Module C 的 PPO 干预策略训练 | 中等:替换 env/state/action 定义 |
|
||||
| RL reward 计算 | `src/rl/reward.py` | 新奖励函数(安全 + 过拒 + UX) | 较大:完全重新设计奖励逻辑 |
|
||||
| Fusion agent 网络 | `src/rl/fusion_agent.py` | Intervention Policy π 网络 | 中等:保留 actor/critic 结构,替换输入维度 |
|
||||
| wandb 日志 / checkpoint | 训练脚本公共部分 | 训练记录(基本不变) | 小 |
|
||||
| PPO clip / entropy 调度 | train_d1_fixed.py | 继续使用 | 几乎不变 |
|
||||
|
||||
### 8.2 需要重新设计的模块
|
||||
|
||||
| 新模块 | 说明 | 对应旧代码 |
|
||||
|---|---|---|
|
||||
| 对话数据集加载器 | 多轮 JSON 格式,含 persona/history/response/label | 旧 MultimodalDataset(完全不同,需重写) |
|
||||
| 文本编码器 | Qwen/LLaMA/MacBERT 微调 | 旧 MultimodalEncoder(多模态,弃用) |
|
||||
| Context-aware 融合 | CrossAttention(response, persona+history) | 旧简单拼接融合(需升级) |
|
||||
| 多标签分类头 | 14 个细粒度标签 sigmoid | 旧单标签情感分类(需扩展) |
|
||||
| 干预环境 | 模拟 state/action/reward 的交互环境 | 旧 IEMOCAP 批次训练(完全不同) |
|
||||
| 数据生成 pipeline | LLM 生成多轮 persona 对话 | 无对应旧代码(全新) |
|
||||
| LLM judge 预标注 | Qwen API 调用 + 标注格式化 | 无对应旧代码(全新) |
|
||||
|
||||
### 8.3 可参考的旧方向研究经验
|
||||
|
||||
| 经验 | 说明 |
|
||||
|---|---|
|
||||
| RL 冷启动问题 | 旧 D1 中用监督预训练初始化 RL agent,新方向同样使用行为克隆预热 |
|
||||
| PPO 超参数设置 | clip=0.2, lr=3e-4, entropy_coef=0.01 在旧任务中有效,新方向可参考 |
|
||||
| wandb 实验管理 | 直接复用实验追踪代码 |
|
||||
| 消融实验设计思路 | 旧 D1/D2 消融的结构化思路可参考 |
|
||||
|
||||
### 8.4 代码迁移优先级建议
|
||||
|
||||
```
|
||||
第一阶段(数据与标注):全新开发
|
||||
└── 数据生成 pipeline(LLM 调用)
|
||||
└── 标注格式与数据集加载器
|
||||
└── LLM judge 预标注
|
||||
|
||||
第二阶段(检测模块 B):全新开发
|
||||
└── 文本编码器(LoRA 微调基础 LLM)
|
||||
└── Context-aware CrossAttention 融合
|
||||
└── 多任务分类头
|
||||
|
||||
第三阶段(干预模块 C):迁移 + 改造
|
||||
└── 迁移 PPO 训练框架(train_d1_fixed.py)
|
||||
└── 重写 reward.py(新奖励函数)
|
||||
└── 改造 fusion_agent.py → intervention_agent.py
|
||||
└── 新建 companion_env.py(干预模拟环境)
|
||||
```
|
||||
|
||||
---
|
||||
|
||||
## 9. 目标期刊与投稿策略
|
||||
|
||||
### 9.1 推荐期刊(SCI 2/3 区)
|
||||
|
||||
| 期刊 | 分区 | 方向匹配度 | 说明 |
|
||||
|---|---|---|---|
|
||||
| Information Processing & Management | Q1/2 | ★★★★★ | 文本信息处理、AI 安全,接受性强 |
|
||||
| Expert Systems with Applications | Q1 | ★★★★☆ | 应用型 AI 系统,companion AI 契合 |
|
||||
| Computers & Security | Q1/2 | ★★★★☆ | AI 安全方向,内容过滤契合 |
|
||||
| IEEE Trans. Information Forensics & Security | Q1 | ★★★★☆ | 高档次,难度较大 |
|
||||
| Knowledge-Based Systems | Q1 | ★★★★☆ | 知识驱动 AI,RL 方向契合 |
|
||||
| Neurocomputing | Q2 | ★★★☆☆ | 接受速度快,审稿友好 |
|
||||
|
||||
**首选推荐**:Information Processing & Management 或 Expert Systems with Applications
|
||||
|
||||
### 9.2 时间规划(建议)
|
||||
|
||||
| 阶段 | 内容 | 预估时间 |
|
||||
|---|---|---|
|
||||
| P1 | 数据集构建 + 标注(LLM 生成 + 人工复核) | 4–6 周 |
|
||||
| P2 | 检测模块 B 实现 + baseline 对比实验 | 4–6 周 |
|
||||
| P3 | 干预模块 C 实现(迁移旧 PPO)+ 实验 | 3–4 周 |
|
||||
| P4 | 消融实验 + 分析实验 | 2–3 周 |
|
||||
| P5 | 论文写作 + 修改 | 4–6 周 |
|
||||
| 合计 | | 约 17–25 周 |
|
||||
|
||||
---
|
||||
|
||||
## 10. 下一步行动计划
|
||||
|
||||
### 优先级 P0(立即开始)
|
||||
|
||||
1. **文献精读**:精读三篇核心论文(Wei 等 2025、Juneja & Lomidze 2025、VERA-MH),提取可借鉴方法细节并记录 BibTeX
|
||||
2. **Taxonomy 评审**:与导师讨论确认风险分类体系(10+14 标签)是否需要调整
|
||||
3. **数据集样例构建**:先生成 50–100 条样例对话,测试标注流程和 LLM judge 效果
|
||||
|
||||
### 优先级 P1(1–2 周内)
|
||||
|
||||
4. **模块 B 原型**:用 MacBERT 做轻量 baseline 检测器,在样例数据上跑通 pipeline
|
||||
5. **旧代码迁移**:将 train_d1_fixed.py 的 PPO 框架迁移为 intervention_agent 框架骨架
|
||||
|
||||
### 优先级 P2(3–4 周内)
|
||||
|
||||
6. **完整数据集构建**:规模达到 3,000 条以上
|
||||
7. **全量检测实验**:与所有 baseline 对比,产出初步结果
|
||||
|
||||
---
|
||||
|
||||
## 参考文献(BibTeX 草稿)
|
||||
|
||||
```bibtex
|
||||
@article{wei2025ai,
|
||||
title={Benchmarking and Understanding Safety Risks in AI Character Platforms},
|
||||
author={Wei, Yiluo and Zhang, Peixian and Tyson, Gareth},
|
||||
journal={arXiv preprint arXiv:2512.01247},
|
||||
year={2025}
|
||||
}
|
||||
|
||||
@article{juneja2025persona,
|
||||
title={Persona-Grounded Safety Evaluation of AI Companions in Multi-Turn Conversations},
|
||||
author={Juneja, Prerna and Lomidze, Lika},
|
||||
journal={arXiv preprint arXiv:2605.00227},
|
||||
year={2025}
|
||||
}
|
||||
|
||||
@article{bentley2025vera,
|
||||
title={VERA-MH: Reliability and Validity of an Open-Source AI Safety Evaluation in Mental Health},
|
||||
author={Bentley, Kate H. and others},
|
||||
journal={arXiv preprint arXiv:2602.05088},
|
||||
year={2025}
|
||||
}
|
||||
|
||||
@article{han2024wildguard,
|
||||
title={WildGuard: Open One-Stop Moderation Tools for Safety Risks, Jailbreaks, and Refusals of LLMs},
|
||||
author={Han, Seungju and others},
|
||||
journal={arXiv preprint arXiv:2406.18495},
|
||||
year={2024}
|
||||
}
|
||||
|
||||
@article{ghosh2025aegis,
|
||||
title={Aegis2.0: A Diverse AI Safety Dataset and Risks Taxonomy for Alignment of LLM Guardrails},
|
||||
author={Ghosh, Shaona and others},
|
||||
journal={arXiv preprint arXiv:2501.09004},
|
||||
year={2025}
|
||||
}
|
||||
|
||||
@article{li2024saladbench,
|
||||
title={SALAD-Bench: A Hierarchical and Comprehensive Safety Benchmark for Large Language Models},
|
||||
author={Li, Lijun and others},
|
||||
journal={arXiv preprint arXiv:2402.05044},
|
||||
year={2024}
|
||||
}
|
||||
|
||||
@article{mazeika2024harmbench,
|
||||
title={HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusal},
|
||||
author={Mazeika, Mantas and others},
|
||||
journal={arXiv preprint arXiv:2402.04249},
|
||||
year={2024}
|
||||
}
|
||||
|
||||
@inproceedings{zirikly2019clpsych,
|
||||
title={CLPsych 2019 Shared Task: Predicting the Degree of Suicide Risk in Reddit Posts},
|
||||
author={Zirikly, Ayah and others},
|
||||
booktitle={ACL CLPsych Workshop},
|
||||
year={2019}
|
||||
}
|
||||
|
||||
@inproceedings{ghosh2025shines,
|
||||
title={Just a Scratch: Enhancing LLM Capabilities for Self-harm Detection through Intent Differentiation and Emoji Interpretation},
|
||||
author={Ghosh, Soumitra and others},
|
||||
booktitle={ACL 2025},
|
||||
year={2025}
|
||||
}
|
||||
|
||||
@article{yang2023mentallama,
|
||||
title={MentaLLaMA: Interpretable Mental Health Analysis on Social Media with Large Language Models},
|
||||
author={Yang, Kang and others},
|
||||
journal={arXiv preprint arXiv:2309.13567},
|
||||
year={2023}
|
||||
}
|
||||
```
|
||||
|
||||
---
|
||||
|
||||
*文档作者:研究工作区自动生成 | 版本:v1.0 | 日期:2026-05-09*
|
||||
*后续更新记录变更日志,本文件保持"当前有效版本"*
|
||||
155
code/CLAUDE.md
155
code/CLAUDE.md
@@ -1,155 +0,0 @@
|
||||
# CompanionGuard-RL — 项目参考文档
|
||||
|
||||
> 本文件由 Claude Code 自动读取。训练已全部完成,当前阶段:**论文写作**。
|
||||
|
||||
---
|
||||
|
||||
## 项目状态(2026-05-12)
|
||||
|
||||
| 模块 | 状态 | 关键指标 |
|
||||
|------|------|---------|
|
||||
| 数据集 CompanionRisk-Bench v4 | ✅ 完成 | 9,896 样本,全 14 标签覆盖 |
|
||||
| Module B — 检测器(MacBERT-large) | ✅ 完成 | binary_f1=0.9995, level_weighted_f1=0.559 |
|
||||
| Module C — RL 干预策略(PPO) | ✅ 完成 | safety_recall=1.0, over_refusal=0.004 |
|
||||
| 论文写作 | 🔄 进行中 | — |
|
||||
|
||||
详细结果见项目根目录 `../state.md`,踩坑经验见 `../exp.md`,变更记录见 `../change.md`。
|
||||
|
||||
---
|
||||
|
||||
## 本地目录结构
|
||||
|
||||
```
|
||||
D:\Myresearch\CompanionGuard-RL\
|
||||
├── code/ ← 本目录(源代码)
|
||||
│ ├── src/ ← 18 个核心 .py(models/ rl/ utils/)
|
||||
│ ├── scripts/ ← 训练/评估/数据生成脚本
|
||||
│ ├── configs/ ← 4 个 yaml 配置
|
||||
│ ├── checkpoints/ ← 模型权重(gitignored)
|
||||
│ │ ├── detector/best.pt ← Module B 论文权重(1.35GB)
|
||||
│ │ └── intervention/final_v2.pt ← Module C 论文权重
|
||||
│ └── data/ ← 处理后数据(gitignored)
|
||||
├── data/ ← 原始数据集(gitignored)
|
||||
├── docs/ ← 研究文档
|
||||
├── experiments/ ← 所有评估结果 JSON + 训练日志
|
||||
│ ├── eval_intervention_v3.json ← Module C 论文用
|
||||
│ └── eval_intervention_v4.json ← v3 重跑确认(数字相同)
|
||||
├── exp.md ← 踩坑经验库
|
||||
├── change.md ← 变更记录
|
||||
└── state.md ← 项目进度快照(最新)
|
||||
```
|
||||
|
||||
---
|
||||
|
||||
## 服务器信息
|
||||
|
||||
### 服务器 1(主训练机)
|
||||
|
||||
| 项目 | 值 |
|
||||
|------|----|
|
||||
| SSH | `ssh -p 20083 root@10.82.3.180` |
|
||||
| 密码 | `m2dGcwyrhI` |
|
||||
| 项目目录 | `/root/siton-data-2849d4ce327c4ccfb233ce33868fe7fe/zsy/CompanionGuard-RL` |
|
||||
| MacBERT | `/root/siton-data-2849d4ce327c4ccfb233ce33868fe7fe/zsy/macbert-large` |
|
||||
| 环境 | `/opt/conda/envs/dlapo-py310-cu128`(torch 2.7.1+cu128) |
|
||||
| GPU | 4 × RTX 5090 32GB |
|
||||
|
||||
### 服务器 2(当前使用)
|
||||
|
||||
| 项目 | 值 |
|
||||
|------|----|
|
||||
| SSH | `ssh -p 20060 root@10.82.3.180` |
|
||||
| 密码 | `zwfn65xjTY` |
|
||||
| 项目目录 | `/root/siton-data-740d234e02d749f08fe5347b0c74c49f/zsy/my-reasearch/companionguard-rl` |
|
||||
| MacBERT | `/root/siton-data-740d234e02d749f08fe5347b0c74c49f/zsy/macbert-large` |
|
||||
| 环境 | `/root/siton-data-740d234e02d749f08fe5347b0c74c49f/zsy/env/dlapo-py310-cu128` |
|
||||
| GPU | 2 × RTX 5090 32GB |
|
||||
|
||||
> 两台服务器在同一宿主机 `10.82.3.180`,不同 Docker 容器。
|
||||
|
||||
---
|
||||
|
||||
## SCP 同步命令(本地 ↔ 服务器)
|
||||
|
||||
```powershell
|
||||
# ===== 本地 → 服务器1(上传代码)=====
|
||||
$S1="root@10.82.3.180"
|
||||
$PROJ1="/root/siton-data-2849d4ce327c4ccfb233ce33868fe7fe/zsy/CompanionGuard-RL"
|
||||
|
||||
scp -P 20083 -r `
|
||||
D:\Myresearch\CompanionGuard-RL\code\src `
|
||||
D:\Myresearch\CompanionGuard-RL\code\scripts `
|
||||
D:\Myresearch\CompanionGuard-RL\code\configs `
|
||||
D:\Myresearch\CompanionGuard-RL\code\requirements.txt `
|
||||
${S1}:${PROJ1}/
|
||||
|
||||
# 上传已处理数据
|
||||
scp -P 20083 -r `
|
||||
D:\Myresearch\CompanionGuard-RL\code\data `
|
||||
${S1}:${PROJ1}/
|
||||
|
||||
# ===== 服务器1 → 本地(取回结果)=====
|
||||
scp -P 20083 -r `
|
||||
${S1}:${PROJ1}/checkpoints `
|
||||
D:\Myresearch\CompanionGuard-RL\code\
|
||||
|
||||
scp -P 20083 -r `
|
||||
${S1}:${PROJ1}/experiments `
|
||||
D:\Myresearch\CompanionGuard-RL\code\
|
||||
```
|
||||
|
||||
---
|
||||
|
||||
## 核心脚本用法
|
||||
|
||||
```bash
|
||||
# 重新评估检测器(Module B)
|
||||
python scripts/evaluate.py \
|
||||
--detector-ckpt checkpoints/detector/best.pt \
|
||||
--config configs/detector_config_server.yaml \
|
||||
--test-data data/processed/CompanionRisk-Bench/test.jsonl \
|
||||
--source-filter all \
|
||||
--output ../experiments/eval_all.json
|
||||
|
||||
# 重新评估干预策略(Module C)
|
||||
python scripts/evaluate.py \
|
||||
--detector-ckpt checkpoints/detector/best.pt \
|
||||
--agent-ckpt checkpoints/intervention/final_v2.pt \
|
||||
--test-data data/processed/CompanionRisk-Bench/test.jsonl \
|
||||
--config configs/detector_config_server.yaml \
|
||||
--intervention-config configs/intervention_config.yaml \
|
||||
--output ../experiments/eval_intervention_v3.json
|
||||
```
|
||||
|
||||
---
|
||||
|
||||
## 关键结果(论文用)
|
||||
|
||||
### Module B — 检测器 v4
|
||||
|
||||
| 指标 | 值 |
|
||||
|------|----|
|
||||
| binary_f1 | **0.9995** |
|
||||
| high_risk_recall | **1.0000** |
|
||||
| FNR | **0.00%** |
|
||||
| level_weighted_f1 | **0.559** |
|
||||
| fine_macro_f1(public 10类) | **0.484** |
|
||||
|
||||
### Module C — RL 干预策略 v3(论文用,`eval_intervention_v3.json`)
|
||||
|
||||
| 方法 | safety_recall | over_refusal | action_accuracy | safety_ux_fscore |
|
||||
|------|--------------|--------------|-----------------|-----------------|
|
||||
| Rule-based | 0.908 | 0.000 | — | 0.952 |
|
||||
| Threshold | 0.908 | 0.000 | — | 0.952 |
|
||||
| **Ours (RL)** | **1.000** | **0.004** | **0.575** | **0.998** |
|
||||
|
||||
**使用权重**:`checkpoints/intervention/final_v2.pt`(用 `det_l_risk` 重训)
|
||||
|
||||
---
|
||||
|
||||
## 重要注意事项
|
||||
|
||||
- **PyYAML 6.x 陷阱**:lr 值必须写 `0.001` 而非 `1e-3`(后者被解析为字符串)
|
||||
- **RTX 5090 NCCL**:多卡训练需 `NCCL_SHM_DISABLE=1 NCCL_P2P_DISABLE=1`;PPO 阶段用单卡绕开 barrier 问题
|
||||
- **det_l_risk vs l_risk**:评估和训练均须用检测器预测的 `det_l_risk`,不能用 ground truth `l_risk`
|
||||
- **obs_dim = 2065**:state 向量结构 `[d_score(1)|l_risk_onehot(5)|c_primary_probs(10)|e_H_pool(1024)|e_P_pool(1024)|t_norm(1)]`
|
||||
447
code/change.md
447
code/change.md
@@ -1,447 +0,0 @@
|
||||
# CompanionGuard-RL Change Log and Next-Stage Plan
|
||||
|
||||
**更新时间:2026-05-12**
|
||||
|
||||
## 本次研究判断
|
||||
|
||||
Module C 仍然是本课题的核心创新点,不能降级成附属实验。若目标是 SCI Q2/Q3,论文需要从“检测高风险回复”推进到“根据风险语义选择合适干预动作”,即从 safety detection 走向 adaptive intervention decision。
|
||||
|
||||
当前结果不是方向失败,而是 Module C 的动作策略还没有校准好。Module B 已经能支撑上游检测,下一阶段应集中把 Module C 做成可发表的决策模块。
|
||||
|
||||
## 最新结果位置
|
||||
|
||||
最新测试结果:
|
||||
|
||||
```text
|
||||
code/CompanionGuard-RL/experiments/eval_intervention_v4.json
|
||||
```
|
||||
|
||||
重要确认:
|
||||
|
||||
- `eval_intervention_v4.json` 与 `eval_intervention_v3.json` 内容一致。
|
||||
- v4 不是本地最新版 `src/rl/reward.py` reward-matrix 改动后的重训结果。
|
||||
- 本地 `src/rl/reward.py` 已在 2026-05-12 21:30 后改为矩阵式 reward,用于解决 REJECT collapse、CRISIS precision 低、L4 undertriage,但尚未重新训练并生成新的评估结果。
|
||||
|
||||
## 当前结果摘要
|
||||
|
||||
### Module B 检测器
|
||||
|
||||
Module B 已达到当前论文阶段可用水平:
|
||||
|
||||
| 指标 | 当前结果 |
|
||||
|------|----------|
|
||||
| binary_f1 | 0.9995 |
|
||||
| high_risk_recall | 1.0000 |
|
||||
| false_negative_rate | 0.0000 |
|
||||
| level_macro_f1 | 0.5496 |
|
||||
| level_weighted_f1 | 0.5585 |
|
||||
| fine_macro_f1 | 0.4633 |
|
||||
|
||||
结论:检测器可以作为 frozen upstream detector 进入 Module C,不建议继续把主要时间投入 Module B 微调。
|
||||
|
||||
### Module C 干预策略
|
||||
|
||||
当前 v4 结果:
|
||||
|
||||
| 指标 | 当前结果 | 判断 |
|
||||
|------|----------|------|
|
||||
| safety_recall(L3/L4) | 1.0000 | 安全覆盖很好 |
|
||||
| over_refusal_rate(L0) | 0.0042 | 安全样本误强干预很低 |
|
||||
| action_accuracy | 0.5754 | 不够,低于 0.70 目标 |
|
||||
| crisis_precision | 0.4211 | 不够,CRISIS 触发不够精准 |
|
||||
| safety_ux_fscore | 0.9979 | 指标过粗,区分力不足 |
|
||||
|
||||
Per-level action distribution 暴露的问题:
|
||||
|
||||
| Level | 当前 RL 行为 | 问题 |
|
||||
|-------|--------------|------|
|
||||
| L0 Safe | 98.7% PASS,0.4% REWRITE | 基本可接受 |
|
||||
| L1 Mild | 72.9% PASS,22.9% REWRITE,3.2% CRISIS | 轻微风险处理偏激进 |
|
||||
| L2 Moderate | 90.2% REWRITE,9.8% CRISIS | 对中风险偏重 |
|
||||
| L3 High | 87.1% REWRITE,12.9% CRISIS | 完全没有 REJECT |
|
||||
| L4 Critical | 63.3% REWRITE,36.7% CRISIS | CRISIS 不足,严重风险仍大量只改写 |
|
||||
|
||||
关键问题:
|
||||
|
||||
- RL 学到了“不要漏掉高风险”,但没有学好“动作类型要合适”。
|
||||
- `REJECT` 动作完全坍缩为 0%,动作空间没有被充分利用。
|
||||
- `CRISIS` 被用于部分非 L4 样本,导致 precision 低。
|
||||
- `intervention_recall_high` 和 `safety_ux_fscore` 太宽松,掩盖了动作校准问题。
|
||||
|
||||
## 根因诊断
|
||||
|
||||
### 1. 当前 reward 与标注动作语义存在冲突
|
||||
|
||||
测试集中 `a_recommend` 分布如下:
|
||||
|
||||
| Level | 主要标注动作 |
|
||||
|-------|--------------|
|
||||
| L0 | 100% PASS |
|
||||
| L1 | 99.3% PASS |
|
||||
| L2 | 93.4% WARN |
|
||||
| L3 | 74.3% REWRITE,17.5% REJECT,8.1% CRISIS |
|
||||
| L4 | 55.6% REJECT,44.4% CRISIS |
|
||||
|
||||
但最新版 reward matrix 的理想动作更接近:
|
||||
|
||||
```text
|
||||
L0 -> PASS
|
||||
L1 -> WARN
|
||||
L2 -> REWRITE
|
||||
L3 -> REJECT
|
||||
L4 -> CRISIS
|
||||
```
|
||||
|
||||
这个设计能修复 REJECT/CRISIS 不足,但会显著降低 `action_accuracy`,因为它和数据集现有 `a_recommend` 定义不一致。
|
||||
|
||||
下一阶段不能简单“加大 CRISIS 奖励”,必须先统一动作本体:哪些场景应该 WARN、REWRITE、REJECT、CRISIS。
|
||||
|
||||
### 2. 训练 reward 里类别信号应使用 ground truth
|
||||
|
||||
`CompanionEnv.step()` 当前使用 `sample.get("c_primary_idx", 0)` 传入 reward。该字段来自检测器预测,不是 ground-truth `c_primary`。训练 reward 应该使用 ground-truth category,状态输入仍然使用 detector prediction,这样才符合 offline RL 的训练设定:
|
||||
|
||||
- observation:部署时可见的 detector outputs
|
||||
- reward:训练时可用的标注真值
|
||||
|
||||
否则 R1/CRISIS、R6/R7/REJECT 等类别特异奖励会被 detector category error 稀释。
|
||||
|
||||
### 3. 现有评估指标不足以证明 adaptive intervention
|
||||
|
||||
当前主指标 `safety_recall(L3/L4)` 只要求 action >= REWRITE,因此 REWRITE、REJECT、CRISIS 都算正确。这对安全覆盖有意义,但不能证明策略具有动作选择能力。
|
||||
|
||||
下一阶段必须补充:
|
||||
|
||||
- `action_accuracy` vs `a_recommend`
|
||||
- `exact_action_accuracy_by_level`
|
||||
- `R1_high_critical_crisis_recall`
|
||||
- `crisis_precision_l4_or_r1`
|
||||
- `reject_rate_for_R6_R7_high`
|
||||
- `strong_intervention_rate_on_L1`
|
||||
- `per_category_action_distribution`
|
||||
- `BC-only vs PPO` ablation
|
||||
|
||||
## 下一阶段目标:Module C v5
|
||||
|
||||
### 总目标
|
||||
|
||||
把 Module C 从“高风险都能干预”推进到“能根据风险等级和风险类别选择差异化动作”的 adaptive intervention policy。
|
||||
|
||||
论文中 Module C 应作为第二个主要贡献:
|
||||
|
||||
```text
|
||||
Contribution 1: CompanionRisk-Bench and taxonomy for AI companion risks.
|
||||
Contribution 2: Context-aware detector for companion-specific risk recognition.
|
||||
Contribution 3: Adaptive intervention policy that maps detected risk states to graded safety actions.
|
||||
```
|
||||
|
||||
## v5 技术路线
|
||||
|
||||
### Step 1:冻结 Module B,明确 Module C 的动作语义
|
||||
|
||||
建议采用以下动作本体:
|
||||
|
||||
| 条件 | 目标动作 |
|
||||
|------|----------|
|
||||
| L0 Safe | PASS |
|
||||
| L1 Mild | PASS,少量 WARN |
|
||||
| L2 Moderate | WARN 为主,少量 REWRITE |
|
||||
| L3 High | REWRITE 为主,类别严重时 REJECT/CRISIS |
|
||||
| L4 Critical + R1 | CRISIS |
|
||||
| L4 Critical + R6/R7 | REJECT |
|
||||
| L4 Critical + R5/R8/R9 | REJECT 或 CRISIS,按风险内容决定 |
|
||||
| L4 Critical + R2/R3/R4/R10 | REWRITE 或 REJECT,避免一律 CRISIS |
|
||||
|
||||
核心原则:
|
||||
|
||||
- CRISIS 不应等价于“所有 L4”,它应主要用于 R1 自伤/自杀危机和明确紧急求助场景。
|
||||
- REJECT 不应消失,它适合不可安全改写的暴力、未成年人亲密、隐私诱导、危险操作等场景。
|
||||
- REWRITE 是 companion 场景最有价值的动作,适合依赖强化、隔离强化、错误安慰、伪治疗等可修复回复。
|
||||
|
||||
### Step 2:重写 reward 为 label-aligned constrained reward
|
||||
|
||||
新 reward 不应把 level-to-action 映射写死成 `L1->WARN, L2->REWRITE, L3->REJECT, L4->CRISIS`。应以 `a_recommend` 为主目标,再加入安全约束和类别约束。
|
||||
|
||||
建议 reward 结构:
|
||||
|
||||
```text
|
||||
reward =
|
||||
exact_action_alignment
|
||||
+ safety_constraint
|
||||
+ category_specific_bonus
|
||||
- false_negative_penalty
|
||||
- over_intervention_penalty
|
||||
- crisis_misuse_penalty
|
||||
- reject_misuse_penalty
|
||||
```
|
||||
|
||||
建议权重:
|
||||
|
||||
| 项 | 建议值 | 说明 |
|
||||
|----|--------|------|
|
||||
| exact_action_alignment | +3.0 | 与 `a_recommend` 一致应是主奖励 |
|
||||
| adjacent_action_partial | +1.0 | 相邻合理动作给小奖励,例如 L3 REWRITE/REJECT |
|
||||
| PASS on L3/L4 | -5.0 | 高危漏干预必须重罚 |
|
||||
| PASS on L2 | -2.0 | 中风险漏处理轻罚 |
|
||||
| strong intervention on L0 | -5.0 | 安全内容被 REWRITE/REJECT/CRISIS 重罚 |
|
||||
| CRISIS on non-R1 and non-L4 | -3.0 | 降低 CRISIS 泛化滥用 |
|
||||
| CRISIS on R1 L3/L4 | +3.0 | 提高危机干预召回 |
|
||||
| REJECT on R6/R7 L3/L4 | +2.0 | 提升不可安全回复场景的拒绝能力 |
|
||||
| REWRITE on R3/R4/R10 L2/L3 | +1.5 | 突出 companion-specific adaptive rewriting |
|
||||
|
||||
### Step 3:修复训练环境类别信号
|
||||
|
||||
修改:
|
||||
|
||||
```text
|
||||
src/rl/companion_env.py
|
||||
```
|
||||
|
||||
训练 reward 中增加 ground-truth `c_primary` 到 index 的转换:
|
||||
|
||||
```python
|
||||
from src.utils.taxonomy import category_to_index
|
||||
|
||||
gt_category = sample.get("c_primary", "None")
|
||||
if gt_category in PRIMARY_CATEGORY_LIST:
|
||||
reward_category_idx = category_to_index(gt_category)
|
||||
else:
|
||||
reward_category_idx = int(sample.get("c_primary_idx", 0))
|
||||
```
|
||||
|
||||
然后把 `reward_category_idx` 传给 `compute_reward()`。
|
||||
|
||||
### Step 4:加入 BC-only 和 PPO v5 对照
|
||||
|
||||
需要新增或保留三类策略:
|
||||
|
||||
| 策略 | 作用 |
|
||||
|------|------|
|
||||
| Rule/Threshold | 规则基线 |
|
||||
| BC-only | 证明监督动作学习能达到的上限或稳定性 |
|
||||
| BC + PPO v5 | 证明 reward 优化带来的安全和类别动作收益 |
|
||||
|
||||
BC-only 很重要。如果 PPO v5 未明显超过 BC-only,也可以把论文叙事调整为“supervised warm-up with constrained RL fine-tuning”,而不是硬说 PPO 是唯一贡献。
|
||||
|
||||
### Step 5:扩展评估指标
|
||||
|
||||
修改:
|
||||
|
||||
```text
|
||||
src/utils/metrics.py
|
||||
scripts/evaluate.py
|
||||
```
|
||||
|
||||
新增指标:
|
||||
|
||||
| 指标 | 目标 |
|
||||
|------|------|
|
||||
| action_accuracy | >= 0.70 |
|
||||
| exact_action_accuracy_L4 | >= 0.65 |
|
||||
| R1_high_critical_crisis_recall | >= 0.80 |
|
||||
| crisis_precision | >= 0.65,理想 >= 0.80 |
|
||||
| reject_rate_R6_R7_high | >= 0.60 |
|
||||
| strong_intervention_rate_L1 | <= 0.05 |
|
||||
| safety_recall_L3_L4 | >= 0.95 |
|
||||
| over_refusal_L0 | <= 0.02 |
|
||||
|
||||
这些指标比单独 `safety_ux_fscore` 更能支撑“adaptive”。
|
||||
|
||||
### Step 6:重训并产出 v5
|
||||
|
||||
建议输出文件:
|
||||
|
||||
```text
|
||||
checkpoints/intervention/final_v5.pt
|
||||
experiments/train_intervention_v5_YYYYMMDD_HHMMSS.log
|
||||
experiments/eval_intervention_v5.json
|
||||
```
|
||||
|
||||
建议训练命令:
|
||||
|
||||
```bash
|
||||
cd /root/siton-data-2849d4ce327c4ccfb233ce33868fe7fe/zsy/CompanionGuard-RL
|
||||
export PYTHONPATH=$PWD
|
||||
CUDA_VISIBLE_DEVICES=0 \
|
||||
/opt/conda/envs/dlapo-py310-cu128/bin/accelerate launch \
|
||||
--num_processes=1 --mixed_precision=bf16 \
|
||||
scripts/train_intervention.py \
|
||||
--config configs/intervention_config.yaml \
|
||||
--train-data data/processed/CompanionRisk-Bench/train.jsonl \
|
||||
> experiments/train_intervention_v5_$(date +%Y%m%d_%H%M%S).log 2>&1
|
||||
```
|
||||
|
||||
评估命令:
|
||||
|
||||
```bash
|
||||
python scripts/evaluate.py \
|
||||
--detector-ckpt checkpoints/detector/best.pt \
|
||||
--agent-ckpt checkpoints/intervention/final.pt \
|
||||
--test-data data/processed/CompanionRisk-Bench/test.jsonl \
|
||||
--config configs/detector_config_server.yaml \
|
||||
--intervention-config configs/intervention_config.yaml \
|
||||
--output experiments/eval_intervention_v5.json
|
||||
```
|
||||
|
||||
完成后将 `final.pt` 另存为:
|
||||
|
||||
```bash
|
||||
cp checkpoints/intervention/final.pt checkpoints/intervention/final_v5.pt
|
||||
```
|
||||
|
||||
## v5 成败判定
|
||||
|
||||
### 可作为论文主结果的标准
|
||||
|
||||
满足以下多数条件即可作为主结果:
|
||||
|
||||
| 指标 | 最低可接受 | 理想 |
|
||||
|------|------------|------|
|
||||
| safety_recall_L3_L4 | >= 0.95 | >= 0.98 |
|
||||
| over_refusal_L0 | <= 0.02 | <= 0.01 |
|
||||
| action_accuracy | >= 0.70 | >= 0.75 |
|
||||
| crisis_precision | >= 0.65 | >= 0.80 |
|
||||
| R1_high_critical_crisis_recall | >= 0.80 | >= 0.90 |
|
||||
| strong_intervention_rate_L1 | <= 0.05 | <= 0.03 |
|
||||
| REJECT usage | 非 0,且集中在 R6/R7/L4 | 类别分布合理 |
|
||||
|
||||
### 如果 v5 未达标
|
||||
|
||||
不要继续盲目调 PPO。采用备选路线:
|
||||
|
||||
1. 使用 BC-only 作为主策略,PPO 作为 ablation。
|
||||
2. 引入 constrained decoding policy:模型输出动作 logits 后,用规则 mask 禁止明显不合理动作。
|
||||
3. 将 Module C 表述为 hybrid adaptive policy:learned policy + safety constraints。
|
||||
4. 把重点指标从 `crisis_precision` 转为 category-aware intervention quality。
|
||||
|
||||
## 论文写法建议
|
||||
|
||||
Module C 的论文叙事应避免只说“RL 比规则好”。更强的说法是:
|
||||
|
||||
```text
|
||||
Existing safety systems usually stop at risk classification.
|
||||
CompanionGuard-RL further learns a graded intervention policy that maps contextual risk states to differentiated actions, including pass-through, warning, rewriting, rejection, and crisis escalation.
|
||||
```
|
||||
|
||||
实验表格建议:
|
||||
|
||||
1. Detection comparison: L1 rules vs Module B.
|
||||
2. Intervention summary: Rule, Threshold, BC-only, PPO v5.
|
||||
3. Per-level action distribution.
|
||||
4. Per-category action distribution for R1/R3/R4/R6/R7/R10.
|
||||
5. Ablation: without category-specific reward, without alignment reward, without PPO.
|
||||
|
||||
## 二次审查新增隐患(2026-05-12)
|
||||
|
||||
### 隐患 1:`action_accuracy` 可能变成循环论证
|
||||
|
||||
`a_recommend` 大量来自生成脚本和规则映射,不是完全独立的人类专家标注。如果 v5 reward 以 `a_recommend` 为主,最后再用 `action_accuracy` 证明策略好,审稿人可能质疑这是“训练目标和评估指标同源”。
|
||||
|
||||
应对:
|
||||
|
||||
- `action_accuracy` 可以保留,但不能作为唯一主指标。
|
||||
- 必须同时报告 safety/category 指标:R1 crisis recall、R6/R7 reject rate、L1 strong intervention rate、per-category action distribution。
|
||||
- 抽样 50-100 条 Module C 预测结果做人类复核,作为 intervention quality case audit。
|
||||
|
||||
### 隐患 2:一阶 MDP 使用 PPO 的合理性可能被质疑
|
||||
|
||||
当前 `CompanionEnv` 是 single-step MDP,每个样本一步结束。严格来说,这更像 contextual bandit / reward-regularized policy learning,而不是典型多步 RL。若论文强行强调 PPO,SCI 审稿人可能问:为什么不用 cost-sensitive classifier 或 supervised policy network?
|
||||
|
||||
应对:
|
||||
|
||||
- 论文中避免夸大“长期序列决策”,把 Module C 表述为 reward-optimized adaptive intervention policy。
|
||||
- 实验中加入 BC-only、cost-sensitive classifier 或 rule-masked classifier 对照。
|
||||
- 如果时间允许,后续再扩展 multi-turn intervention simulation;当前 v5 先把单步策略做扎实。
|
||||
|
||||
### 隐患 3:BC-only 可能已经足够,PPO 增益不明显
|
||||
|
||||
当前计划提到 BC-only,但还没有明确保存 BC-only checkpoint。如果 PPO v5 只是把 BC 学到的动作重新扰动一遍,可能无法证明 RL 部分的必要性。
|
||||
|
||||
应对:
|
||||
|
||||
- 训练脚本应在 BC 结束后保存 `checkpoints/intervention/bc_only_v5.pt`。
|
||||
- 评估表必须包含 `BC-only` 与 `BC+PPO v5`。
|
||||
- PPO 的成功标准应是:不显著降低 `action_accuracy`,同时提升 safety/category 指标,例如 R1 crisis recall 或 R6/R7 reject rate。
|
||||
|
||||
### 隐患 4:`crisis_precision` 定义需要和动作语义统一
|
||||
|
||||
当前 `metrics.py` 中 `crisis_precision` 只把 L4 算作正确 CRISIS。如果 v5 动作语义允许 R1 L3 也触发 CRISIS,那么旧 `crisis_precision` 会把合理的 R1 L3 CRISIS 当成错误,导致指标和论文定义冲突。
|
||||
|
||||
应对:
|
||||
|
||||
- 保留旧指标并改名为 `crisis_precision_l4`。
|
||||
- 新增 `crisis_appropriateness = CRISIS on (L4 or R1 with L3/L4)`。
|
||||
- 新增 `R1_high_critical_crisis_recall`,单独证明危机响应能力。
|
||||
|
||||
### 隐患 5:训练状态使用 detector train-set 预测,可能有过拟合痕迹
|
||||
|
||||
Module C 的训练 observation 来自 frozen detector 对 train set 的预测,而 detector 本身也在 train set 上训练过。这样得到的 `det_l_risk` 和 category probs 可能比真实部署更干净,导致 Module C 训练环境偏乐观。
|
||||
|
||||
应对:
|
||||
|
||||
- 短期:在论文中明确 Module C 训练使用 frozen detector outputs,评估在 held-out test 上完成。
|
||||
- 中期:加入 detector noise augmentation,例如随机扰动 level one-hot 或 category probs,增强策略鲁棒性。
|
||||
- 最稳:用 out-of-fold detector predictions 构建 Module C 训练状态,但这需要额外重训多个 detector,当前不是优先项。
|
||||
|
||||
### 隐患 6:checkpoint 覆盖会污染结果追踪
|
||||
|
||||
当前训练脚本固定保存到 `checkpoints/intervention/final.pt`。如果直接重训 v5,旧的 v3/v4 权重可能被覆盖,后续无法复现表格。
|
||||
|
||||
应对:
|
||||
|
||||
- 训练前先复制当前权重:
|
||||
|
||||
```bash
|
||||
cp checkpoints/intervention/final.pt checkpoints/intervention/final_v4_before_v5.pt
|
||||
```
|
||||
|
||||
- BC 后保存:
|
||||
|
||||
```text
|
||||
checkpoints/intervention/bc_only_v5.pt
|
||||
```
|
||||
|
||||
- PPO 后保存:
|
||||
|
||||
```text
|
||||
checkpoints/intervention/final_v5.pt
|
||||
```
|
||||
|
||||
### 隐患 7:`wandb` 和配置可能导致训练卡住
|
||||
|
||||
当前本地 `configs/intervention_config.yaml` 中 `use_wandb: true`,且 `scripts/train_intervention.py` 存在直接 `import wandb`。服务器受限环境下容易因为 wandb 缺失、未登录或网络不可用导致训练失败或卡住。
|
||||
|
||||
应对:
|
||||
|
||||
- v5 配置固定设置 `use_wandb: false`。
|
||||
- 或在启动命令中加入:
|
||||
|
||||
```bash
|
||||
export WANDB_MODE=disabled
|
||||
```
|
||||
|
||||
- 最好把 `import wandb` 改为 try/except,保持离线训练可运行。
|
||||
|
||||
### 隐患 8:缺少最小单元测试,reward 改动容易反向破坏指标
|
||||
|
||||
当前项目没有 `tests/` 目录。v5 会改 reward、env、metrics,如果没有最小测试,很容易出现“训练能跑但指标含义错了”的问题。
|
||||
|
||||
应对:
|
||||
|
||||
- 新增 `tests/test_reward_v5.py`,覆盖 L0/L1/L2/L3/L4 和 R1/R6/R7 类别奖励。
|
||||
- 新增 `tests/test_intervention_metrics.py`,覆盖 crisis appropriateness、R1 recall、reject rate、strong intervention on L1。
|
||||
- 在远程训练前先本地跑通这些小测试。
|
||||
|
||||
## 立即执行清单
|
||||
|
||||
- [ ] 修改 `src/rl/reward.py` 为 label-aligned constrained reward。
|
||||
- [ ] 修改 `src/rl/companion_env.py`,reward 使用 ground-truth `c_primary`。
|
||||
- [ ] 修改 `src/utils/metrics.py`,新增 category-aware intervention metrics。
|
||||
- [ ] 修改 `scripts/evaluate.py`,输出新指标和 BC-only 对照。
|
||||
- [ ] 保存当前 v4 权重,避免 v5 覆盖旧结果。
|
||||
- [ ] 在 BC 结束时保存 `bc_only_v5.pt`。
|
||||
- [ ] 关闭或离线化 wandb。
|
||||
- [ ] 增加 reward 和 metrics 的最小单元测试。
|
||||
- [ ] 训练 Module C v5。
|
||||
- [ ] 生成 `experiments/eval_intervention_v5.json`。
|
||||
- [ ] 更新 `2026-05-12-state.md` 或新建 `2026-05-13-state.md`。
|
||||
- [ ] 根据 v5 结果决定论文主表和 limitation 写法。
|
||||
476
code/exp.md
476
code/exp.md
@@ -1,476 +0,0 @@
|
||||
# CompanionGuard-RL — 可复用经验库
|
||||
**创建时间:2026-05-12**
|
||||
**来源:Module B + Module C 训练调试过程中积累的真实踩坑记录**
|
||||
|
||||
---
|
||||
|
||||
## 目录
|
||||
|
||||
1. [RTX 5090 / NCCL 通信问题](#1-rtx-5090--nccl-通信问题)
|
||||
2. [HuggingFace Accelerate 多 GPU 分布式训练](#2-huggingface-accelerate-多-gpu-分布式训练)
|
||||
3. [PyYAML 配置文件陷阱](#3-pyyaml-配置文件陷阱)
|
||||
4. [服务器文件传输(无 rsync 环境)](#4-服务器文件传输无-rsync-环境)
|
||||
5. [SSH 连接与持久会话管理](#5-ssh-连接与持久会话管理)
|
||||
6. [Python 依赖与包缺失处理](#6-python-依赖与包缺失处理)
|
||||
7. [分布式训练中的 Tensor 设备一致性](#7-分布式训练中的-tensor-设备一致性)
|
||||
8. [DataLoader 与分布式训练的兼容](#8-dataloader-与分布式训练的兼容)
|
||||
9. [离线服务器的模型加载](#9-离线服务器的模型加载)
|
||||
10. [Shell 脚本跨平台问题(CRLF)](#10-shell-脚本跨平台问题crlf)
|
||||
11. [Python 模块路径(PYTHONPATH)](#11-python-模块路径pythonpath)
|
||||
12. [可选依赖的优雅处理(wandb 等)](#12-可选依赖的优雅处理wandb-等)
|
||||
|
||||
---
|
||||
|
||||
## 1. RTX 5090 / NCCL 通信问题
|
||||
|
||||
### 症状
|
||||
```
|
||||
[rank0]: CUDA error: an illegal memory access was encountered
|
||||
```
|
||||
在多 GPU 训练中,某一阶段(如 BC warmup 后进入 PPO,或切换数据集后)突发崩溃,单 GPU 无此问题。
|
||||
|
||||
### 根因
|
||||
RTX 5090 的 NVLink/P2P 拓扑与 NCCL 默认的共享内存(SHM)和 P2P 直连通信不兼容,导致跨 GPU 内存访问越界。
|
||||
|
||||
### 解决方案
|
||||
```bash
|
||||
# 同时禁用 SHM 和 P2P,强制 NCCL 走 socket 通信
|
||||
export NCCL_SHM_DISABLE=1
|
||||
export NCCL_P2P_DISABLE=1
|
||||
```
|
||||
|
||||
**在 accelerate launch 前设置(推荐写法):**
|
||||
```bash
|
||||
CUDA_VISIBLE_DEVICES=0,1,2,3 NCCL_SHM_DISABLE=1 NCCL_P2P_DISABLE=1 \
|
||||
accelerate launch --num_processes=4 --mixed_precision=bf16 \
|
||||
scripts/train_xxx.py ...
|
||||
```
|
||||
|
||||
### 排查顺序
|
||||
1. 先加 `NCCL_SHM_DISABLE=1` → 若仍崩溃
|
||||
2. 再加 `NCCL_P2P_DISABLE=1` → 通常可解
|
||||
3. 若仍有问题,尝试 `NCCL_DEBUG=INFO` 查看具体哪个集合通信操作出错
|
||||
|
||||
### 性能影响
|
||||
禁用 P2P 后 GPU 间通信走 PCIe,带宽略降,但对 batch_size=256 量级的训练影响不超过 10%。
|
||||
|
||||
---
|
||||
|
||||
## 2. HuggingFace Accelerate 多 GPU 分布式训练
|
||||
|
||||
### accelerate 路径问题
|
||||
服务器有多个 conda 环境时,直接敲 `accelerate` 可能用到错误环境的版本,或报 `command not found`。
|
||||
|
||||
**正确做法:用 conda 环境的完整路径**
|
||||
```bash
|
||||
# 查找正确路径
|
||||
find /opt/conda/envs -name "accelerate" -type f 2>/dev/null
|
||||
|
||||
# 使用完整路径启动
|
||||
/opt/conda/envs/dlapo-py310-cu128/bin/accelerate launch ...
|
||||
```
|
||||
|
||||
### PYTHONPATH 设置
|
||||
使用 `accelerate launch` 时,各 rank 子进程不继承当前 shell 的 `sys.path`,自定义 `src/` 包会报 `ModuleNotFoundError`。
|
||||
|
||||
```bash
|
||||
PYTHONPATH=/path/to/project accelerate launch ...
|
||||
```
|
||||
|
||||
### 推荐完整启动命令模板
|
||||
```bash
|
||||
cd /path/to/project
|
||||
PYTHONPATH=$(pwd) \
|
||||
CUDA_VISIBLE_DEVICES=0,1,2,3 \
|
||||
NCCL_SHM_DISABLE=1 \
|
||||
NCCL_P2P_DISABLE=1 \
|
||||
/opt/conda/envs/<env>/bin/accelerate launch \
|
||||
--num_processes=4 \
|
||||
--mixed_precision=bf16 \
|
||||
scripts/train_xxx.py \
|
||||
--config configs/xxx.yaml \
|
||||
> experiments/train_$(date +%Y%m%d_%H%M%S).log 2>&1 &
|
||||
echo "PID: $! LOG: $LOG"
|
||||
```
|
||||
|
||||
---
|
||||
|
||||
## 3. PyYAML 配置文件陷阱
|
||||
|
||||
### 症状
|
||||
```
|
||||
TypeError: '<=' not supported between instances of 'float' and 'str'
|
||||
```
|
||||
明明写的是数字,PyYAML 却解析成字符串。
|
||||
|
||||
### 根因
|
||||
**PyYAML 6.x 将科学计数法(如 `1e-3`、`3e-4`)解析为字符串,而非浮点数。**
|
||||
|
||||
PyYAML 5.x 以下正常,6.x 以上需要避免。
|
||||
|
||||
### 解决方案
|
||||
将所有科学计数法改为小数形式:
|
||||
```yaml
|
||||
# ❌ 会被解析为字符串
|
||||
lr: 1e-3
|
||||
lr: 3e-4
|
||||
|
||||
# ✅ 正确写法
|
||||
lr: 0.001
|
||||
lr: 0.0003
|
||||
```
|
||||
|
||||
### 快速检查
|
||||
```python
|
||||
import yaml
|
||||
cfg = yaml.safe_load(open("config.yaml"))
|
||||
print(type(cfg["lr"])) # 应为 <class 'float'>,若为 <class 'str'> 则有问题
|
||||
```
|
||||
|
||||
---
|
||||
|
||||
## 4. 服务器文件传输(无 rsync 环境)
|
||||
|
||||
### 背景
|
||||
- 本地 Windows,目标 Linux GPU 服务器
|
||||
- 本地 WSL 无 `rsync`,PowerShell 无原生 rsync
|
||||
- 文件较多,直接 `scp -r` 速度慢且不方便增量同步
|
||||
|
||||
### 推荐方案:tar 打包 + scp 单文件传输
|
||||
|
||||
**本地打包(PowerShell):**
|
||||
```powershell
|
||||
# 打包项目代码(排除数据集、checkpoint、缓存)
|
||||
tar -czf sync_v4.tar.gz `
|
||||
-C "D:\Myresearch\CompanionGuard-RL\code\CompanionGuard-RL" `
|
||||
--exclude=".git" --exclude="__pycache__" `
|
||||
--exclude="checkpoints" --exclude="experiments" `
|
||||
src scripts configs requirements.txt
|
||||
|
||||
# 使用 WSL sshpass 上传
|
||||
wsl -d Ubuntu-24.04 -- sshpass -p 'PASSWORD' scp -P PORT \
|
||||
/mnt/d/Myresearch/CompanionGuard-RL/sync_v4.tar.gz \
|
||||
root@HOST:/remote/path/
|
||||
```
|
||||
|
||||
**服务器解压(覆盖更新):**
|
||||
```bash
|
||||
cd /remote/project/dir
|
||||
tar -xzf ../sync_v4.tar.gz --strip-components=0
|
||||
```
|
||||
|
||||
### Windows 路径转 WSL 路径
|
||||
```
|
||||
D:\Myresearch\... → /mnt/d/Myresearch/...
|
||||
```
|
||||
|
||||
### sshpass 在 WSL 中使用
|
||||
```bash
|
||||
# 安装
|
||||
sudo apt-get install sshpass
|
||||
|
||||
# 密码直接传参(注意在脚本中要保护密码)
|
||||
sshpass -p 'PASSWORD' ssh -p PORT user@host 'command'
|
||||
sshpass -p 'PASSWORD' scp -P PORT local_file user@host:/remote/path/
|
||||
```
|
||||
|
||||
---
|
||||
|
||||
## 5. SSH 连接与持久会话管理
|
||||
|
||||
### nohup vs tmux
|
||||
| 方式 | 优点 | 缺点 |
|
||||
|------|------|------|
|
||||
| `nohup ... &` | 简单 | 非交互式 SSH 中 nohup 进程在连接断开后有时会收到 SIGHUP 而退出;无法重新 attach 查看输出 |
|
||||
| `tmux` | 会话持久,可 attach/detach,输出可随时查看 | 需要服务器安装 tmux |
|
||||
|
||||
**推荐用 tmux:**
|
||||
```bash
|
||||
# 创建新会话并启动训练
|
||||
tmux new-session -d -s train 'PYTHONPATH=... accelerate launch ...'
|
||||
|
||||
# 查看所有会话
|
||||
tmux ls
|
||||
|
||||
# 重新连接查看输出
|
||||
tmux attach -t train
|
||||
|
||||
# 在会话中执行命令(不 attach)
|
||||
tmux send-keys -t train 'tail -f experiments/latest.log' Enter
|
||||
```
|
||||
|
||||
### SSH 连接被拒绝但 ping 通(kex_exchange_identification)
|
||||
症状:TCP 端口开放,ping 通,但 SSH 在握手前被关闭:
|
||||
```
|
||||
kex_exchange_identification: Connection closed by remote host
|
||||
```
|
||||
|
||||
可能原因及处理:
|
||||
1. **sshd 崩溃/重启中** → 通过网页控制台(VNC)执行 `systemctl restart sshd`
|
||||
2. **MaxStartups 限制** → sshd_config 中 `MaxStartups 10:30:60` 可临时调高
|
||||
3. **fail2ban 封 IP** → `fail2ban-client status sshd`,`fail2ban-client set sshd unbanip <IP>`
|
||||
|
||||
---
|
||||
|
||||
## 6. Python 依赖与包缺失处理
|
||||
|
||||
### 服务器无网络时安装包
|
||||
|
||||
**方法一:从已有 conda 环境复制**
|
||||
```bash
|
||||
# 查找其他环境中的包位置
|
||||
find /opt/conda/envs -name "gymnasium" -type d 2>/dev/null
|
||||
|
||||
# 直接复制到目标环境
|
||||
cp -r /opt/conda/envs/other-env/lib/python3.10/site-packages/gymnasium \
|
||||
/opt/conda/envs/target-env/lib/python3.10/site-packages/
|
||||
```
|
||||
|
||||
**方法二:本地下载 wheel,scp 传输,离线安装**
|
||||
```powershell
|
||||
# 本地下载(PowerShell)
|
||||
pip download -d D:\wheels --platform linux_x86_64 --python-version 310 \
|
||||
--only-binary=:all: gymnasium
|
||||
# scp 传到服务器后:
|
||||
pip install --no-index --find-links=/path/to/wheels gymnasium
|
||||
```
|
||||
|
||||
### 检查包是否可用
|
||||
```bash
|
||||
python -c "import gymnasium; print(gymnasium.__version__)"
|
||||
python -c "import torch; print(torch.cuda.device_count())"
|
||||
```
|
||||
|
||||
---
|
||||
|
||||
## 7. 分布式训练中的 Tensor 设备一致性
|
||||
|
||||
### 症状
|
||||
```
|
||||
RuntimeError: No backend type associated with device type cpu
|
||||
```
|
||||
在 `torch.distributed.broadcast()` 等集合通信操作中,传入了 CPU tensor。
|
||||
|
||||
### 根因
|
||||
**NCCL 后端只支持 CUDA tensor**,所有参与 `broadcast/all_reduce/gather` 的 tensor 必须在 GPU 上。
|
||||
|
||||
### 修复模式
|
||||
```python
|
||||
dev = accelerator.device # 当前 rank 的 CUDA device
|
||||
|
||||
# 广播 size
|
||||
size_tensor = torch.tensor([data.shape[0]], dtype=torch.long, device=dev)
|
||||
torch.distributed.broadcast(size_tensor, src=0)
|
||||
n = size_tensor.item()
|
||||
|
||||
# 广播数据
|
||||
if accelerator.is_main_process:
|
||||
data = data.to(dev)
|
||||
else:
|
||||
data = torch.zeros(n, data_dim, device=dev) # 必须在 GPU 上
|
||||
|
||||
torch.distributed.broadcast(data, src=0)
|
||||
# 使用后如需 CPU,再 .cpu()
|
||||
```
|
||||
|
||||
### 关键原则
|
||||
- 集合通信(broadcast/all_reduce/scatter)→ **必须 CUDA tensor**
|
||||
- DataLoader 输入 → **CPU tensor**(除非 `pin_memory=False`)
|
||||
- 在 GPU 计算完成后,如需放入 CPU DataLoader,显式 `.cpu()`
|
||||
|
||||
---
|
||||
|
||||
## 8. DataLoader 与分布式训练的兼容
|
||||
|
||||
### pin_memory 陷阱
|
||||
```
|
||||
RuntimeError: cannot pin torch.cuda.FloatTensor
|
||||
```
|
||||
`DataLoader(pin_memory=True)` 要求数据必须是 **CPU tensor**,若传入已在 GPU 上的 tensor 则报错。
|
||||
|
||||
**修复:构建 TensorDataset 前先移到 CPU**
|
||||
```python
|
||||
# ❌ 若 obs_tensor 在 GPU 上会崩溃
|
||||
dataset = TensorDataset(obs_tensor, action_tensor)
|
||||
loader = DataLoader(dataset, pin_memory=True)
|
||||
|
||||
# ✅ 先 .cpu()
|
||||
dataset = TensorDataset(obs_tensor.cpu(), action_tensor.cpu())
|
||||
loader = DataLoader(dataset, pin_memory=True)
|
||||
```
|
||||
|
||||
### set_epoch 守卫
|
||||
```
|
||||
AttributeError: 'SequentialSampler' object has no attribute 'set_epoch'
|
||||
```
|
||||
`set_epoch` 只有 `DistributedSampler` 有,`SequentialSampler` 没有。
|
||||
|
||||
**修复:加 hasattr 守卫**
|
||||
```python
|
||||
# ❌ 直接调用
|
||||
loader.sampler.set_epoch(epoch)
|
||||
|
||||
# ✅ 安全写法
|
||||
if hasattr(loader.sampler, "set_epoch"):
|
||||
loader.sampler.set_epoch(epoch)
|
||||
```
|
||||
|
||||
---
|
||||
|
||||
## 9. 离线服务器的模型加载
|
||||
|
||||
### 症状
|
||||
```
|
||||
OSError: Can't load tokenizer for 'hfl/chinese-macbert-large'.
|
||||
```
|
||||
服务器无法访问 HuggingFace,在线下载失败。
|
||||
|
||||
### 解决方案
|
||||
|
||||
**方法一:本地下载后 scp**
|
||||
```powershell
|
||||
# 本地下载
|
||||
python -c "
|
||||
from huggingface_hub import snapshot_download
|
||||
snapshot_download('hfl/chinese-macbert-large', local_dir='D:/models/macbert-large')
|
||||
"
|
||||
# 上传到服务器
|
||||
scp -P PORT -r D:\models\macbert-large root@HOST:/remote/models/macbert-large
|
||||
```
|
||||
|
||||
**方法二:用国内镜像(若服务器能访问)**
|
||||
```bash
|
||||
HF_ENDPOINT=https://hf-mirror.com \
|
||||
python -c "from transformers import AutoTokenizer; AutoTokenizer.from_pretrained('hfl/chinese-macbert-large')"
|
||||
```
|
||||
|
||||
**更新配置文件:**
|
||||
```yaml
|
||||
# 将 HuggingFace model id 改为本地绝对路径
|
||||
model_name: "/root/path/to/macbert-large"
|
||||
```
|
||||
|
||||
---
|
||||
|
||||
## 10. Shell 脚本跨平台问题(CRLF)
|
||||
|
||||
### 症状
|
||||
```
|
||||
/bin/bash^M: bad interpreter: No such file or directory
|
||||
```
|
||||
或脚本执行后立即退出,没有任何错误信息。
|
||||
|
||||
### 根因
|
||||
Windows 上编辑/保存的 `.sh` 文件使用 CRLF(`\r\n`)换行,Linux 只认 LF(`\n`),`^M`(即 `\r`)被当作命令的一部分。
|
||||
|
||||
### 修复方案
|
||||
|
||||
**PowerShell 写入时强制 LF:**
|
||||
```powershell
|
||||
$content = @'
|
||||
#!/bin/bash
|
||||
cd /project/dir
|
||||
ACCEL=/path/to/accelerate
|
||||
nohup $ACCEL launch ... > log.txt 2>&1 &
|
||||
echo "PID: $!"
|
||||
'@
|
||||
# 关键:用 Replace 去掉 \r,用 UTF8NoBOM 编码
|
||||
[System.IO.File]::WriteAllText(
|
||||
"D:\path\to\script.sh",
|
||||
$content.Replace("`r`n", "`n"),
|
||||
[System.Text.UTF8Encoding]::new($false)
|
||||
)
|
||||
```
|
||||
|
||||
**事后修复(在 Linux 服务器上):**
|
||||
```bash
|
||||
sed -i 's/\r//' script.sh
|
||||
# 或
|
||||
dos2unix script.sh
|
||||
```
|
||||
|
||||
**验证:**
|
||||
```bash
|
||||
file script.sh # 应显示 "ASCII text" 而非 "CRLF line terminators"
|
||||
```
|
||||
|
||||
---
|
||||
|
||||
## 11. Python 模块路径(PYTHONPATH)
|
||||
|
||||
### 症状
|
||||
```
|
||||
ModuleNotFoundError: No module named 'src'
|
||||
```
|
||||
项目结构是 `src/models/`,但脚本中 `from src.models import ...` 找不到。
|
||||
|
||||
### 根因
|
||||
`accelerate launch` / `torchrun` 启动的子进程工作目录不一定是项目根目录,`sys.path` 不包含项目根目录。
|
||||
|
||||
### 解决方案
|
||||
|
||||
**方案一:启动时设置 PYTHONPATH(推荐)**
|
||||
```bash
|
||||
PYTHONPATH=/root/path/to/project accelerate launch scripts/train.py
|
||||
```
|
||||
|
||||
**方案二:在脚本开头动态添加**
|
||||
```python
|
||||
import sys, os
|
||||
sys.path.insert(0, os.path.dirname(os.path.dirname(os.path.abspath(__file__))))
|
||||
```
|
||||
|
||||
**方案三:项目根目录加 `__init__.py`(不推荐,污染命名空间)**
|
||||
|
||||
---
|
||||
|
||||
## 12. 可选依赖的优雅处理(wandb 等)
|
||||
|
||||
### 背景
|
||||
`wandb` 有复杂的依赖树(`sentry-sdk`、`setproctitle` 等),在受限环境中难以安装。
|
||||
|
||||
### 推荐模式:try/except 导入 + 功能开关
|
||||
|
||||
**导入部分:**
|
||||
```python
|
||||
try:
|
||||
import wandb
|
||||
WANDB_AVAILABLE = True
|
||||
except ImportError:
|
||||
wandb = None
|
||||
WANDB_AVAILABLE = False
|
||||
```
|
||||
|
||||
**使用部分:**
|
||||
```python
|
||||
if use_wandb and WANDB_AVAILABLE:
|
||||
wandb.log({"loss": loss})
|
||||
elif use_wandb and not WANDB_AVAILABLE:
|
||||
if step == 0:
|
||||
print("[WARN] wandb not available, skipping logging")
|
||||
```
|
||||
|
||||
**配置文件:**
|
||||
```yaml
|
||||
# 生产/受限环境
|
||||
use_wandb: false
|
||||
|
||||
# 开发环境
|
||||
use_wandb: true
|
||||
```
|
||||
|
||||
这样即使 wandb 未安装,训练也能正常运行,不会因为一行 `import wandb` 而整个崩溃。
|
||||
|
||||
---
|
||||
|
||||
## 附:本项目服务器快速参考
|
||||
|
||||
| 项目 | 值 |
|
||||
|------|-----|
|
||||
| SSH | `ssh -p 22657 root@connected.svt.net.cn` |
|
||||
| 备用 SSH | `ssh -p 20083 root@10.82.3.180` |
|
||||
| 密码 | `yx123456` |
|
||||
| conda 环境 | `dlapo-py310-cu128` |
|
||||
| accelerate 路径 | `/opt/conda/envs/dlapo-py310-cu128/bin/accelerate` |
|
||||
| 项目目录 | `/root/siton-data-2849d4ce327c4ccfb233ce33868fe7fe/zsy/CompanionGuard-RL` |
|
||||
| MacBERT 本地路径 | `/root/siton-data-2849d4ce327c4ccfb233ce33868fe7fe/zsy/macbert-large` |
|
||||
@@ -1,277 +0,0 @@
|
||||
{
|
||||
"meta": {
|
||||
"test_file": "data\\processed\\CompanionRisk-Bench\\test.jsonl",
|
||||
"lang": "zh",
|
||||
"n": 486
|
||||
},
|
||||
"L0_all_risky": {
|
||||
"name": "L0_all_risky",
|
||||
"accuracy": 0.7346,
|
||||
"precision": 0.7346,
|
||||
"recall": 1.0,
|
||||
"f1": 0.847,
|
||||
"fnr": 0.0,
|
||||
"tp": 357,
|
||||
"fp": 129,
|
||||
"fn": 0,
|
||||
"tn": 0
|
||||
},
|
||||
"L0_all_safe": {
|
||||
"name": "L0_all_safe",
|
||||
"accuracy": 0.2654,
|
||||
"precision": 0.0,
|
||||
"recall": 0.0,
|
||||
"f1": 0.0,
|
||||
"fnr": 1.0,
|
||||
"tp": 0,
|
||||
"fp": 0,
|
||||
"fn": 357,
|
||||
"tn": 129
|
||||
},
|
||||
"L1a_keyword": {
|
||||
"name": "L1a_keyword",
|
||||
"accuracy": 0.4198,
|
||||
"precision": 0.9518,
|
||||
"recall": 0.2213,
|
||||
"f1": 0.3591,
|
||||
"fnr": 0.7787,
|
||||
"tp": 79,
|
||||
"fp": 4,
|
||||
"fn": 278,
|
||||
"tn": 125
|
||||
},
|
||||
"L1a_keyword_cat_recall": {
|
||||
"R1": {
|
||||
"total": 31,
|
||||
"detected": 3,
|
||||
"recall": 0.0968,
|
||||
"miss_rate": 0.9032
|
||||
},
|
||||
"R2": {
|
||||
"total": 39,
|
||||
"detected": 3,
|
||||
"recall": 0.0769,
|
||||
"miss_rate": 0.9231
|
||||
},
|
||||
"R3": {
|
||||
"total": 39,
|
||||
"detected": 10,
|
||||
"recall": 0.2564,
|
||||
"miss_rate": 0.7436
|
||||
},
|
||||
"R4": {
|
||||
"total": 41,
|
||||
"detected": 7,
|
||||
"recall": 0.1707,
|
||||
"miss_rate": 0.8293
|
||||
},
|
||||
"R5": {
|
||||
"total": 36,
|
||||
"detected": 8,
|
||||
"recall": 0.2222,
|
||||
"miss_rate": 0.7778
|
||||
},
|
||||
"R6": {
|
||||
"total": 33,
|
||||
"detected": 6,
|
||||
"recall": 0.1818,
|
||||
"miss_rate": 0.8182
|
||||
},
|
||||
"R7": {
|
||||
"total": 32,
|
||||
"detected": 4,
|
||||
"recall": 0.125,
|
||||
"miss_rate": 0.875
|
||||
},
|
||||
"R8": {
|
||||
"total": 36,
|
||||
"detected": 25,
|
||||
"recall": 0.6944,
|
||||
"miss_rate": 0.3056
|
||||
},
|
||||
"R9": {
|
||||
"total": 33,
|
||||
"detected": 3,
|
||||
"recall": 0.0909,
|
||||
"miss_rate": 0.9091
|
||||
},
|
||||
"R10": {
|
||||
"total": 37,
|
||||
"detected": 10,
|
||||
"recall": 0.2703,
|
||||
"miss_rate": 0.7297
|
||||
}
|
||||
},
|
||||
"L1b_regex": {
|
||||
"name": "L1b_regex",
|
||||
"accuracy": 0.3025,
|
||||
"precision": 1.0,
|
||||
"recall": 0.0504,
|
||||
"f1": 0.096,
|
||||
"fnr": 0.9496,
|
||||
"tp": 18,
|
||||
"fp": 0,
|
||||
"fn": 339,
|
||||
"tn": 129
|
||||
},
|
||||
"L1b_regex_cat_recall": {
|
||||
"R1": {
|
||||
"total": 31,
|
||||
"detected": 0,
|
||||
"recall": 0.0,
|
||||
"miss_rate": 1.0
|
||||
},
|
||||
"R2": {
|
||||
"total": 39,
|
||||
"detected": 1,
|
||||
"recall": 0.0256,
|
||||
"miss_rate": 0.9744
|
||||
},
|
||||
"R3": {
|
||||
"total": 39,
|
||||
"detected": 9,
|
||||
"recall": 0.2308,
|
||||
"miss_rate": 0.7692
|
||||
},
|
||||
"R4": {
|
||||
"total": 41,
|
||||
"detected": 3,
|
||||
"recall": 0.0732,
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||||
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||||
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||||
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||||
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||||
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||||
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||||
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||||
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||||
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||||
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||||
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|
||||
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|
||||
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||||
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||||
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||||
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|
||||
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||||
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||||
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||||
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|
||||
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||||
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||||
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|
||||
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||||
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||||
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||||
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||||
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||||
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|
||||
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|
||||
@@ -1,335 +0,0 @@
|
||||
{
|
||||
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||||
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||||
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||||
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||||
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||||
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||||
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||||
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||||
}
|
||||
@@ -1,335 +0,0 @@
|
||||
{
|
||||
"meta": {
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||||
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|
||||
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||||
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||||
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||||
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@@ -1,376 +0,0 @@
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@@ -1,533 +0,0 @@
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@@ -1,337 +0,0 @@
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|
||||
Reference in New Issue
Block a user