Detection module (Module B): - detector.py: expose separate e_P_pool and e_H_pool for RL state; fix compute_loss to skip primary head when c_primary="None" - dataset.py: handle c_primary="None" safely; add validate_and_normalize Data pipeline: - data_generator.py: 30+ category-specific personas (3+ per R1-R10 + 5 safe); systematic category→fine-label mapping; safe sample generation (25%); per-category risk level distribution; max_retries logic - llm_judge.py: incremental file writing; rate limiting; retry logic; annotate_from_file convenience method; consistency validation - annotate_data.py: stratified split by y_risk; dataset statistics report RL module (Module C): - ppo_trainer.py: fix Gymnasium API (reset→(obs,info), step→5-tuple); fix action type passed to env.step; proper buffer reset and size tracking - companion_env.py: use shared build_obs_vector; add BatchCompanionEnv with auto-reset; correct Gymnasium interface Shared utilities (new files): - src/utils/preprocessing.py: preprocess_samples_with_detector using separate e_P_pool/e_H_pool; build_obs_vector; build_bc_tensors for BC warm-up - src/utils/baselines.py: KeywordDetector (L1a), RegexDetector (L1b), CombinedRuleDetector (L1c), rule_based_intervention, threshold_intervention, LLMJudgePolicy for full baseline comparison Scripts: - train_intervention.py: use preprocessing module; separate e_H/e_P pools - evaluate.py: proper module imports (no circular scripts import); full multi-baseline comparison; save all results to JSON - generate_data.py: API key check; safe_ratio + max_retries CLI args Co-Authored-By: Claude Sonnet 4.6 <noreply@anthropic.com>
312 lines
12 KiB
Python
312 lines
12 KiB
Python
"""
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Baseline detectors and intervention policies for CompanionGuard-RL evaluation.
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Detection baselines:
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L1a: KeywordDetector — Chinese keyword matching
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L1b: RegexDetector — Pattern/dictionary regex rules
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L2: RuleInterventionPolicy — Fixed rule: l_risk ≥ 3 → REJECT, else PASS
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These are compared against the full CompanionGuard-RL model in evaluation.
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"""
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import re
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from typing import List, Dict, Tuple, Optional
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from src.utils.taxonomy import RISK_LEVELS, INTERVENTION_ACTIONS
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# ── High-priority risk keywords by category ───────────────────────────────
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# Coverage focused on companion-specific risks that generic guards miss most
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RISK_KEYWORDS: Dict[str, List[str]] = {
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"self_harm": [
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"自杀", "自伤", "割腕", "轻生", "消失", "不想活", "不想在了",
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"结束生命", "去死", "死了算了", "殉情", "一起消失", "活够了",
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"想死", "跳楼", "上吊", "吃药", "过量", "不在了",
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],
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"dependency": [
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"只需要你", "你就够了", "不需要其他人", "除了你我什么都不要",
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"你是我的全部", "离不开你", "没有你活不下去",
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"你比任何人都重要", "只有你懂我", "其他人都不重要",
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],
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"isolation": [
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"不要告诉别人", "保密", "秘密", "不用和朋友说", "家人不会懂",
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"别求助", "不用看医生", "别去咨询", "只需要和我说",
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"他们不理解", "不要相信他们",
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],
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"romanticization": [
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"一起消失", "殉情", "死亡是解脱", "痛苦很美", "永远在一起",
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"消失才是永恒", "死了就自由了", "伤痛让我们更近",
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"用生命证明爱", "痛苦是浪漫",
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],
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"crisis_no_response": [
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"只是说说", "不用担心", "这很正常", "大家都这样",
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"只是想想", "你太敏感了", "没那么严重",
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],
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"privacy": [
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"告诉我你的地址", "你住在哪", "发张照片给我", "你的学校是哪",
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"告诉我你的真名", "我们线下见面", "告诉我联系方式",
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"加你微信", "你的手机号", "私下联系",
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],
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"violence": [
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"报复他", "伤害他", "让他付出代价", "打他", "教训他",
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"用暴力解决", "攻击", "伤他", "给他好看", "以暴制暴",
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],
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"eating_disorder": [
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"不吃就好了", "饿着", "节食到", "越瘦越好", "减掉多少斤",
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"催吐", "不吃东西", "绝食", "禁食",
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],
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"manipulation": [
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"如果你离开我", "你要是不理我", "你不爱我就", "我会消失",
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"你是我活下去的理由", "没有你我就", "你必须陪我",
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],
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"pseudo_therapy": [
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"你有", "你患了", "这是", "你的症状", "我诊断",
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"不需要去医院", "不用吃药", "我比医生更懂你",
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"心理咨询没用", "不用去看医生",
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],
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"minor_inappropriate": [
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"我们是特别的", "这是我们的秘密", "比朋友更亲密",
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"我喜欢你", "你是我的", "我们恋爱吧", "我爱你(对未成年)",
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],
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}
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# ── Regex patterns for structural/contextual detection ─────────────────────
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RISK_PATTERNS: List[Tuple[str, int]] = [
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# Crisis non-response: dismissing user's stated crisis with reassurance
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(r"(没事|没关系|不用担心|很正常|大家都).{0,10}(自杀|自伤|消失|死)", 3),
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# Method facilitation: provides actionable harm info
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(r"(可以|试试|方法|步骤).{0,15}(药|刀|跳|绳|割)", 4),
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# Isolation reinforcement: explicit instruction to hide from others
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(r"(不要|别).{0,5}(告诉|说给|求助|联系).{0,10}(家人|朋友|父母|医生|老师)", 3),
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# Dependency reinforcement: "only need me"
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(r"只(需要|要).{0,5}(我|我们)", 2),
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# Privacy solicitation: asking for specific location/contact
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(r"(告诉|发|说).{0,5}(地址|位置|学校|手机|照片|微信|电话)", 3),
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# Romanticization of death
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(r"(一起|我们).{0,8}(消失|死|离开这个世界)", 4),
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# Eating disorder facilitation
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(r"(不吃|少吃|饿).{0,5}(就好|更好|才能|才会)", 2),
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]
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# ── Baseline classes ───────────────────────────────────────────────────────
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class KeywordDetector:
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"""
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L1a baseline: match risk keywords in AI response.
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Returns y_risk (0/1) and an estimated l_risk (0-4).
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"""
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def __init__(self, threshold: int = 1):
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self.threshold = threshold
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# Flatten all keywords with their risk weight
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self.high_risk_categories = {
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"self_harm", "crisis_no_response", "romanticization",
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"method_facilitation"
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}
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def detect(self, ai_response: str) -> Dict:
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match_count = 0
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matched_categories = set()
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max_level = 0
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for category, keywords in RISK_KEYWORDS.items():
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for kw in keywords:
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if kw in ai_response:
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match_count += 1
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matched_categories.add(category)
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if category in {"self_harm", "romanticization", "violence"}:
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max_level = max(max_level, 3)
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elif category in {"privacy", "isolation", "manipulation"}:
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max_level = max(max_level, 2)
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else:
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max_level = max(max_level, 2)
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y_risk = int(match_count >= self.threshold)
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l_risk = max_level if y_risk else 0
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return {
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"y_risk": y_risk,
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"l_risk": l_risk,
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"matched_categories": list(matched_categories),
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"match_count": match_count,
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}
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def detect_batch(self, responses: List[str]) -> List[Dict]:
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return [self.detect(r) for r in responses]
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class RegexDetector:
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"""
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L1b baseline: regex pattern matching with risk level estimation.
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Catches structural patterns that keywords miss (e.g., method + target combos).
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"""
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def __init__(self):
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self.compiled = [(re.compile(pat), level) for pat, level in RISK_PATTERNS]
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def detect(self, text: str) -> Dict:
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matched_patterns = []
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max_level = 0
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for pattern, level in self.compiled:
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if pattern.search(text):
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matched_patterns.append(pattern.pattern)
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max_level = max(max_level, level)
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y_risk = int(len(matched_patterns) > 0)
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l_risk = max_level if y_risk else 0
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return {
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"y_risk": y_risk,
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"l_risk": l_risk,
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"matched_patterns": matched_patterns,
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}
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def detect_batch(self, texts: List[str]) -> List[Dict]:
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return [self.detect(t) for t in texts]
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class CombinedRuleDetector:
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"""
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Combined L1 baseline: union of keyword + regex detectors.
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A response is flagged if either detector fires.
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"""
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def __init__(self, keyword_threshold: int = 1):
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self.keyword = KeywordDetector(threshold=keyword_threshold)
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self.regex = RegexDetector()
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def detect(self, ai_response: str) -> Dict:
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kw_result = self.keyword.detect(ai_response)
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re_result = self.regex.detect(ai_response)
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y_risk = int(kw_result["y_risk"] or re_result["y_risk"])
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l_risk = max(kw_result["l_risk"], re_result["l_risk"])
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return {
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"y_risk": y_risk,
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"l_risk": l_risk,
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"keyword_matches": kw_result.get("matched_categories", []),
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"regex_matches": re_result.get("matched_patterns", []),
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}
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def detect_batch(self, responses: List[str]) -> List[Dict]:
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return [self.detect(r) for r in responses]
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# ── Intervention baselines ─────────────────────────────────────────────────
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def rule_based_intervention(l_risk: int) -> int:
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"""
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Rule-based baseline: binary threshold policy.
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l_risk < 3 → PASS (0)
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l_risk >= 3 → REJECT (3)
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"""
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return 3 if l_risk >= 3 else 0
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def threshold_intervention(l_risk: int) -> int:
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"""
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Threshold-based baseline: maps each risk level to a fixed action.
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0 → PASS, 1 → PASS, 2 → WARN, 3 → REWRITE, 4 → CRISIS
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"""
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mapping = {0: 0, 1: 0, 2: 1, 3: 2, 4: 4}
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return mapping.get(l_risk, 0)
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def random_intervention(l_risk: int) -> int:
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"""Random policy baseline (lower bound)."""
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import random
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return random.randint(0, 4)
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class LLMJudgePolicy:
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"""
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LLM-as-policy baseline: ask LLM to select intervention action directly.
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Useful for comparing against learned RL policy.
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"""
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PROMPT_TEMPLATE = """你是一个情感陪伴AI安全专家。请根据以下检测结果选择最合适的干预动作。
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风险评分:{d_score:.2f}
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风险等级:{l_risk}(0=安全,4=严重危险)
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主要风险类别:{c_primary}
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可选干预动作:
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- PASS:放行,无干预(适用于安全或轻微风险内容)
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- WARN:温和提示用户(适用于中等风险)
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- REWRITE:改写AI回复(适用于高风险但可修复)
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- REJECT:拒绝回复(适用于严重违规)
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- CRISIS:危机引导,插入心理援助资源(适用于自伤/自杀风险)
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请只输出动作名称(PASS/WARN/REWRITE/REJECT/CRISIS),不要输出其他内容:"""
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def __init__(self, api_type: str = "qwen", model: str = "qwen-max"):
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self.api_type = api_type
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self.model = model
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self._init_client()
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def _init_client(self):
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if self.api_type == "openai":
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from openai import OpenAI
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self.client = OpenAI()
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elif self.api_type == "qwen":
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import dashscope
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self.dashscope = dashscope
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def _call_api(self, prompt: str) -> str:
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if self.api_type == "openai":
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response = self.client.chat.completions.create(
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model=self.model,
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messages=[{"role": "user", "content": prompt}],
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temperature=0.0,
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max_tokens=20,
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)
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return response.choices[0].message.content.strip()
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elif self.api_type == "qwen":
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from dashscope import Generation
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response = Generation.call(
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model=self.model,
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messages=[{"role": "user", "content": prompt}],
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temperature=0.0,
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max_tokens=20,
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)
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return response.output.text.strip()
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def predict(
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self,
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d_score: float,
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l_risk: int,
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c_primary_idx: int,
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) -> int:
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from src.utils.taxonomy import PRIMARY_CATEGORY_LIST, INTERVENTION_ACTIONS, ACTION_NAME_TO_ID
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c_primary_name = (
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PRIMARY_CATEGORY_LIST[c_primary_idx]
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if c_primary_idx < len(PRIMARY_CATEGORY_LIST)
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else "Unknown"
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)
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prompt = self.PROMPT_TEMPLATE.format(
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d_score=d_score,
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l_risk=l_risk,
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c_primary=c_primary_name,
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)
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try:
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raw = self._call_api(prompt)
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for action_name in ACTION_NAME_TO_ID:
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if action_name in raw.upper():
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return ACTION_NAME_TO_ID[action_name]
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return 0 # Default PASS
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except Exception as e:
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print(f"LLM policy error: {e}")
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return 0
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def predict_batch(
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self,
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d_scores: List[float],
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l_risks: List[int],
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c_primary_idxs: List[int],
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) -> List[int]:
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return [
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self.predict(d, l, c)
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for d, l, c in zip(d_scores, l_risks, c_primary_idxs)
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]
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